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Registered advisor
D••••• V••• A••••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
4 y
since Mar 25, 2022
In the industry
34 y
since Aug 18, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 25, 2022 · Deerfield, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Mar 25, 2022 · New York, Ny
- C••••••• I••••••••• S••••••• unclassifiedMar 23, 2006 to May 29, 2007 · Northbrook, Il
- F•••• T•••• S••••••••• I••• BD affiliatedNov 18, 2004 to Mar 15, 2006 · Gurnee, Il
- E•••••• C•••••• M••••••••• L•• formerDec 5, 2001 to Aug 19, 2002 · Barrington, Il
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Mar 25, 2022, registered Mar 25, 2022 (0 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- F•••• T•••• S••••••••• I••• to C••••••• I••••••••• S•••••••left Mar 15, 2006, registered Mar 23, 2006 (8 days) · Other
- E•••••• C•••••• M••••••••• L•• to F•••• T•••• S••••••••• I•••left Aug 19, 2002, registered Nov 18, 2004 (822 days) · Other
Signals
- D••••• V••• A•••••• left C•••••••• G••••• M•••••• I••• for W•••• F•••• A••••••• (registered 2022-03-25)Mar 25, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address