DFX Intelligence

C•••• B•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

C•••• B•••• M••••••

Advisor at M•••• F•••••••• A•••••••

Sheboygan Falls, WI | ALPHARETTA, GA

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Search this name across graphsid dfx:ria:220ff419-bedf-3595-23da-f9351cdc99a5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 15, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Apr 25, 2025	n/a	yes	Sheboygan Falls, WI\|ALPHARETTA, GA	Current employment
S•••••••• W••••• M•••••••••	Former SEC adviser	Mar 16, 2023	Apr 25, 2025	no	Ballwin, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• W••••• M•••••••••	M•••• F•••••••• A•••••••	Apr 25, 2025	Apr 25, 2025	0	Firm change	RIA to RIA
U•• F•••••••• S••••••• I•••	S•••••••• W••••• M•••••••••	Feb 22, 2023	Mar 16, 2023

Relationships

Registered with (4)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Apr 25, 2025 to presentfactForm ADV
→ S•••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Mar 16, 2023 to Apr 25, 2025factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Sep 18, 2019 to Feb 22, 2023factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Occurred
Apr 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:220ff419-bedf-3595-23da-f9351cdc99a5
First observed: Mar 15, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.