F•••• V••••••

Advisor at F•••• T•••• A••••••• L•

NEW YORK, NY | WHEATON, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2220e05b-f75c-d2a0-54ab-4da17a974cf9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 9, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• T•••• A••••••• L•
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Feb 23, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• T•••• A••••••• L•	Asset manager	Jul 22, 2022	n/a	yes	WHEATON, IL\|NEW YORK, NY	Current employment
C••••• F••••••••• I••••••••• A•••••••	Mixed wealth	Jun 4, 2018	Nov 3, 2021	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• F••••••••• I••••••••• A•••••••	F•••• T•••• A••••••• L•	Nov 3, 2021	Jul 22, 2022	261	Firm change	Other
C••••• F••••••••• W••••• P•••••••• L••	C••••• F••••••••• I••••••••• A•••••••	Feb 9, 2018	Jun 4, 2018

Relationships

Registered with (4)

→ F•••• T•••• A••••••• L•Registered adviserregistration: current employment
Jul 22, 2022 to presentfactForm ADV
→ C••••• F••••••••• I••••••••• A•••••••Registered adviserregistration: previous registration
Jun 4, 2018 to Nov 3, 2021factForm ADV
→ C••••• F••••••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 18, 2016 to Feb 9, 2018factForm ADV
→ N•••••••• B••••• B• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2220e05b-f75c-d2a0-54ab-4da17a974cf9
First observed: Jun 9, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.