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RIA / WealthAdvisor15 years in industry

GAIL ANN SULLIVAN

Advisor at FOCUS PARTNERS WEALTH, LLC

Westford, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:22393f9c-28fe-1cfc-dd9c-2d2ef6d082c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 23, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOCUS PARTNERS WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 22, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Nov 22, 2010
First registration: Nov 23, 2010
Dual registered: no
Other names: GAIL ANN SPINOSA
IAPD individual key: 4345779

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOCUS PARTNERS WEALTH, LLC	Independent wealth	Jul 9, 2019	n/a	yes	Westford, MA	Current employment
AURORA FINANCIAL ADVISORS, LLC	Former SEC adviser	May 2, 2016	Mar 9, 2019	no	WELLESLEY, MA	Previous registration
NORTH AMERICAN MANAGEMENT CORP	Former SEC adviser	Nov 23, 2010	Mar 23, 2016	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AURORA FINANCIAL ADVISORS, LLC	FOCUS PARTNERS WEALTH, LLC	Mar 9, 2019	Jul 9, 2019	122	Firm change	RIA to RIA
NORTH AMERICAN MANAGEMENT CORP	AURORA FINANCIAL ADVISORS, LLC	Mar 23, 2016	May 2, 2016	40	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
120985:159289:MA:2019-03-09	Mar 9, 2019	Jul 9, 2019	WELLESLEY, MA	Firm change

Relationships

Registered with (3)

→ FOCUS PARTNERS WEALTH, LLCRegistered adviserregistration: current employment
Jul 9, 2019 to presentfactForm ADV
→ AURORA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 2, 2016 to Mar 9, 2019factForm ADV
→ NORTH AMERICAN MANAGEMENT CORPRegistered adviserregistration: previous registration
Nov 23, 2010 to Mar 23, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22393f9c-28fe-1cfc-dd9c-2d2ef6d082c2
First observed: Nov 23, 2010
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GAIL ANN SULLIVAN

Advisor at FOCUS PARTNERS WEALTH, LLC

Westford, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:22393f9c-28fe-1cfc-dd9c-2d2ef6d082c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:53 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

FOCUS PARTNERS WEALTH, LLC

Independent wealth

Jul 9, 2019

n/a

yes

Westford, MA

Current employment

AURORA FINANCIAL ADVISORS, LLC

Former SEC adviser

May 2, 2016

Mar 9, 2019

WELLESLEY, MA

Previous registration

NORTH AMERICAN MANAGEMENT CORP

Former SEC adviser

Nov 23, 2010

Mar 23, 2016

BOSTON, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

AURORA FINANCIAL ADVISORS, LLC

FOCUS PARTNERS WEALTH, LLC

Mar 9, 2019

Jul 9, 2019

122

Firm change

RIA to RIA

NORTH AMERICAN MANAGEMENT CORP

AURORA FINANCIAL ADVISORS, LLC

Mar 23, 2016

May 2, 2016

Firm change

Other

Team

Left

Joined

From

Kind

120985:159289:MA:2019-03-09

Mar 9, 2019

Jul 9, 2019

WELLESLEY, MA

Firm change