DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

NORTH AMERICAN MANAGEMENT CORP

CRD 104825

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3382b1dd-b184-2aca-10ac-fb2b24cbfb89

Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 2
On other graphs: 1
Observed: Mar 30, 2012 to Mar 31, 2021
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

North American Management Corp

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.6BItem 5.F on the latest filing (2021-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 84%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 22
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 856
Individual clients: 166
High net worth clients: 202
Custody, client assets: $505M
SEC number: 801-5346
CRD: 104825
Filings on the tape: 22
First filed: Mar 30, 2012
Latest filed: Mar 31, 2021
Organised: Corporation, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
NAM CLIENT FUND C	Other Private Fund	$82.5M	Jun 18, 2020	12	Mar 30, 2012	reported	021-9999999999
NAM CLIENT FUND A	Other Private Fund	$68.1M	Feb 1, 2017	70	Mar 30, 2012	dropped	021-9999999999
NAM CLIENT FUND B	Other Private Fund	$18.0M	Feb 1, 2019	2	Mar 30, 2012	dropped	021-9999999999
NAM CLIENT FUND D	Other Private Fund	$119,749	Jun 18, 2020	11	Mar 30, 2012	reported	021-9999999999
NAMCO EUROSEC III, LP	Private Equity Fund	$71,009	Mar 28, 2014	18	Mar 30, 2012	dropped	021-9999999999
NAMCO EUROSEC NW1	Private Equity Fund	$32,993	Feb 1, 2019	20	Mar 30, 2012	dropped	021-9999999999

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Baker, David, HM	MANAGING PRINCIPAL	C	yes	01/2007	Mar 30, 2012	Mar 31, 2021
MCLEAN, FRASER, J	CHIEF INVESTMENT OFFICER	B	yes	05/2011	Mar 26, 2013	Mar 31, 2021
SCOTT, ROBERT, GRAY	CHAIRMAN, CEO	C	yes	01/2008	Mar 30, 2012	Mar 31, 2021
STUART, BLAKE, ENDICOTT	CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER	B	yes	07/2009	Mar 30, 2012	Mar 31, 2021
EZER, YUVAL	DIRECTOR OF EQUITY RESEARCH	Na	no	09/2013	Mar 27, 2015	Mar 31, 2021
HUBER, EDWARD, DOUGLAS	DIRECTOR OF MANAGER RESEARCH	Na	no	09/2014	Mar 29, 2016	Mar 31, 2021
MANNING, KAREN, F	Controller	Na	no	04/2009	Mar 30, 2012	Mar 31, 2021
REED, MARK, JOSEPH	PRINCIPAL, PORTFOLIO MANAGER	Na	no	09/2013	Mar 27, 2015	Mar 31, 2021
RODRIGUE, BEVERLY, ANN	DIRECTOR OF FINANCIAL PLANNING	Na	no	12/2018	Mar 27, 2020	Mar 31, 2021

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
ST. LOUIS	Mo	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 31, 2021	$1.6B	$1.5B	22	8	1	n/a	n/a
2019	Mar 27, 2020	$1.6B	$1.3B	22	8	1	2	$82.6M
2018	Mar 28, 2019	$1.3B	$1.1B	26	8	1	2	$73.8M
2017	Mar 28, 2018	$1.5B	$1.3B	30	11	1	4	$103M
2016	Mar 29, 2017	$1.4B	$1.2B	32	11	n/a	4	$98.7M
2015	Mar 29, 2016	$1.5B	$1.3B	32	12	n/a	5	$159M
2014	Mar 27, 2015	$1.5B	$1.3B	31	11	n/a	5	$172M
2013	Mar 28, 2014	$1.4B	$1.2B	30	11	n/a	6	$169M
2012	Mar 26, 2013	$1.2B	$1.0B	27	9	n/a	6	$121M
2011	Mar 30, 2012	$1.1B	$1.0B	n/a	n/a	n/a	6	$103M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$1.6B	$1.6B	4.5%	$1.5B	2.4%	22	22	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	5	Apr 14, 2021	Apr 13, 2021	BOSTON, MA	Firm absorbed	RIA to ibd	100.0%

Relationships

Controls (4)

← SCOTT, ROBERT, GRAYOwnerCHAIRMAN, CEO, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← Baker, David, HMOwnerMANAGING PRINCIPAL, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← STUART, BLAKE, ENDICOTTOwnerCHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV
← MCLEAN, FRASER, JOwnerCHIEF INVESTMENT OFFICER, ownership code B, individual
Mar 26, 2013 to presentfactForm ADV

Owns (5)

← REED, MARK, JOSEPHOwnerPRINCIPAL, PORTFOLIO MANAGER, ownership code NA, individual
Mar 27, 2015 to presentfactForm ADV
← RODRIGUE, BEVERLY, ANNOwnerDIRECTOR OF FINANCIAL PLANNING, ownership code NA, individual
Mar 27, 2020 to presentfactForm ADV
← HUBER, EDWARD, DOUGLASOwnerDIRECTOR OF MANAGER RESEARCH, ownership code NA, individual
Mar 29, 2016 to presentfactForm ADV
← MANNING, KAREN, FOwnerCONTROLLER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← EZER, YUVALOwnerDIRECTOR OF EQUITY RESEARCH, ownership code NA, individual
Mar 27, 2015 to presentfactForm ADV

Advises (6)

→ NAM CLIENT FUND CPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ NAM CLIENT FUND DPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ NAM CLIENT FUND BPrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Feb 1, 2019factForm ADV
→ NAMCO EUROSEC NW1Private fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Feb 1, 2019factForm ADV
→ NAM CLIENT FUND APrivate fundOther Private Fund, IA, no longer reported
Mar 30, 2012 to Feb 1, 2017factForm ADV
→ NAMCO EUROSEC III, LPPrivate fundPrivate Equity Fund, IA, no longer reported
Mar 30, 2012 to Mar 28, 2014factForm ADV

Registered with (12)

← Mark Joseph ReedAdvisorregistration: previous registration
Sep 24, 2013 to Apr 14, 2021factForm ADV
← David HM BakerAdvisorregistration: previous registration
Jun 30, 2003 to Apr 14, 2021factForm ADV
← BEVERLY ANN RODRIGUEAdvisorregistration: previous registration
Dec 14, 2018 to Apr 14, 2021factForm ADV
← Fraser John McLeanAdvisorregistration: previous registration
Apr 29, 2013 to Apr 14, 2021factForm ADV
← Benjamin PatchAdvisorregistration: previous registration
Feb 11, 2020 to Apr 14, 2021factForm ADV
← DEBORAH NORTH CARTISSERAdvisorregistration: previous registration
May 13, 2010 to May 31, 2019factForm ADV
← WILLIAM BERESZNIEWICZAdvisorregistration: previous registration
Dec 20, 2018 to Apr 2, 2019factForm ADV
← LEA ANN GARRISON KNIGHTAdvisorregistration: previous registration
Nov 24, 2014 to Dec 31, 2018factForm ADV
← JonPaul McBrideAdvisorregistration: previous registration
Jul 21, 2016 to May 9, 2018factForm ADV
← ALLISON POPEOAdvisorregistration: previous registration
Mar 28, 2014 to Feb 7, 2017factForm ADV
← GAIL ANN SULLIVANAdvisorregistration: previous registration
Nov 23, 2010 to Mar 23, 2016factForm ADV
← Jeffrey AronAdvisorregistration: previous registration
May 17, 2004 to Nov 23, 2009factForm ADV

Moved with (1)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviser5 advisors, firm absorbed, same day
Apr 14, 2021 to Apr 13, 2021factForm ADV

Dated events

Occurred
Feb 1, 2019
Control person left
Garrison Lea Ann Knight (Director Of Wealth Management) no longer on Schedule A of North American Management Corp (listed 2018-08-10, absent 2019-02-01)
Form ADVobserved 4 days ago
Occurred
Feb 1, 2019
Control person left
Mason Alyssa Elliott (Chief Compliance Officer) no longer on Schedule A of North American Management Corp (listed 2018-08-10, absent 2019-02-01)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3382b1dd-b184-2aca-10ac-fb2b24cbfb89
First observed: Mar 30, 2012
Last observed: Mar 31, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NORTH AMERICAN MANAGEMENT CORP

CRD 104825

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3382b1dd-b184-2aca-10ac-fb2b24cbfb89

Data as of Mar 31, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:11 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

NAM CLIENT FUND C

Other Private Fund

$82.5M

Jun 18, 2020

Mar 30, 2012

reported

021-9999999999

NAM CLIENT FUND A

Other Private Fund

$68.1M

Feb 1, 2017

Mar 30, 2012

dropped

021-9999999999

NAM CLIENT FUND B

Other Private Fund

$18.0M

Feb 1, 2019

Mar 30, 2012

dropped

021-9999999999

NAM CLIENT FUND D

Other Private Fund

$119,749

Jun 18, 2020

Mar 30, 2012

reported

021-9999999999

NAMCO EUROSEC III, LP

Private Equity Fund

$71,009

Mar 28, 2014

Mar 30, 2012

dropped

021-9999999999

NAMCO EUROSEC NW1

Private Equity Fund

$32,993

Feb 1, 2019

Mar 30, 2012

dropped

021-9999999999

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Baker, David, HM

MANAGING PRINCIPAL

yes

01/2007

Mar 30, 2012

Mar 31, 2021

MCLEAN, FRASER, J

CHIEF INVESTMENT OFFICER

yes

05/2011

Mar 26, 2013

Mar 31, 2021

SCOTT, ROBERT, GRAY

CHAIRMAN, CEO

yes

01/2008

Mar 30, 2012

Mar 31, 2021

STUART, BLAKE, ENDICOTT

CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER

yes

07/2009

Mar 30, 2012

Mar 31, 2021

EZER, YUVAL

DIRECTOR OF EQUITY RESEARCH

09/2013

Mar 27, 2015

Mar 31, 2021

HUBER, EDWARD, DOUGLAS

DIRECTOR OF MANAGER RESEARCH

09/2014

Mar 29, 2016

Mar 31, 2021

MANNING, KAREN, F

Controller

04/2009

Mar 30, 2012

Mar 31, 2021

REED, MARK, JOSEPH

PRINCIPAL, PORTFOLIO MANAGER

09/2013

Mar 27, 2015

Mar 31, 2021

RODRIGUE, BEVERLY, ANN

DIRECTOR OF FINANCIAL PLANNING

12/2018

Mar 27, 2020

Mar 31, 2021

City

State

Country

Employees

Also broker-dealer

ST. LOUIS

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 31, 2021

$1.6B

$1.5B

n/a

2019

Mar 27, 2020

$1.6B

$1.3B

$82.6M

2018

Mar 28, 2019

$1.3B

$1.1B

$73.8M

2017

Mar 28, 2018

$1.5B

$1.3B

$103M

2016

Mar 29, 2017

$1.4B

$1.2B

n/a

$98.7M

2015

Mar 29, 2016

$1.5B

$1.3B

n/a

$159M

2014

Mar 27, 2015

$1.5B

$1.3B

n/a

$172M

2013

Mar 28, 2014

$1.4B

$1.2B

n/a

$169M

2012

Mar 26, 2013

$1.2B

$1.0B

n/a

$121M

2011

Mar 30, 2012

$1.1B

$1.0B

n/a

$103M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$1.6B

4.5%

$1.5B

2.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Apr 14, 2021

Apr 13, 2021

BOSTON, MA

Firm absorbed

RIA to ibd

100.0%