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A••••• C••••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

A••••• C••••• R••••••••

Advisor at T••••••• I••••••••• M••••••••• I•••

Torrance, CA | North Hollywood, CA

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Search this name across graphsid dfx:ria:22530843-8d70-029d-4624-64aebb58bd79

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 4, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• I••••••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 3, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Jan 24, 2017	n/a	yes	Torrance, CA\|North Hollywood, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 15, 2016	Nov 30, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	T••••••• I••••••••• M••••••••• I•••	Nov 30, 2016	Jan 24, 2017	55	Firm change	Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	W•••• F•••• A•••••••	Jan 20, 2016

Relationships

Registered with (3)

→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Dec 4, 2009 to Mar 15, 2012factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 15, 2016 to Nov 30, 2016factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Mar 13, 2012 to Jan 20, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22530843-8d70-029d-4624-64aebb58bd79
First observed: Dec 4, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.