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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

CHARLES WILLIAM GRANT

Advisor at LPL FINANCIAL LLC

JACKSONVILLE, FL

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Search this name across graphsid dfx:ria:226e92b7-6b09-587e-b133-2e2fda2fab7b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 3, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 3, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 24, 1999
First registration: Jun 3, 1998
Dual registered: yes, broker-dealer
Other names: BILL GRANT|CHARLES WILLIAM GRANT
IAPD individual key: 3057410

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 30, 2021	n/a	yes	JACKSONVILLE, FL	Current employment
SYNOVUS SECURITIES, INC.	Bd affiliated wealth	Mar 5, 2018	May 4, 2021	no	JACKSONVILLE, FL\|BIRMINGHAM, AL\|STUART, FL	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Sep 5, 2014	Mar 13, 2018	no	JACKSONVILLE, FL\|Jacksonville, FL	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Oct 28, 2009	Aug 21, 2014	no	JACKSONVILLE, FL	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 3, 1998	Oct 15, 2009	no	JACKSONVILLE, FL\|JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SYNOVUS SECURITIES, INC.	LPL FINANCIAL LLC	May 4, 2021	Apr 30, 2021	-4	Firm change	RIA to ibd
PRUCO SECURITIES, LLC	SYNOVUS SECURITIES, INC.	Mar 13, 2018	Mar 5, 2018	-8	Firm change	Other
ESI FINANCIAL ADVISORS	PRUCO SECURITIES, LLC	Aug 21, 2014	Sep 5, 2014	15	Firm change	Other
EQUITABLE ADVISORS, LLC	ESI FINANCIAL ADVISORS	Oct 15, 2009	Oct 28, 2009	13	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
5685:14023:FL:2018-03-07	Mar 13, 2018	Mar 5, 2018	JACKSONVILLE, FL	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 30, 2021 to presentfactForm ADV
→ SYNOVUS SECURITIES, INC.Registered adviserregistration: previous registration
Mar 5, 2018 to May 4, 2021factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 5, 2014 to Mar 13, 2018factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Oct 28, 2009 to Aug 21, 2014factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 3, 1998 to Oct 15, 2009factForm ADV

Dated events

No dated event names this entity yet.