DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

C•••••• W•••••• G••••

L•• F•••••••• L••BD affiliatedJacksonville, Fldual registrantIAPD 3057410

Feed of 09/14/2026

Also filed as Bill G••••

At current firm

5 y

since Apr 30, 2021

In the industry

28 y

since Jun 3, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Apr 30, 2021 · Jacksonville, Fl
S•••••• S••••••••• I••• BD affiliated
Mar 5, 2018 to May 4, 2021 · Jacksonville, Fl
P•••• S••••••••• L•• no RAUM
Sep 5, 2014 to Mar 13, 2018 · Jacksonville, Fl
E•• F•••••••• A••••••• independent RIA
Oct 28, 2009 to Aug 21, 2014 · Jacksonville, Fl
E•••••••• A•••••••• L•• national BD
Jun 3, 1998 to Oct 15, 2009 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

S•••••• S••••••••• I••• to L•• F•••••••• L••
left May 4, 2021, registered Apr 30, 2021 (-4 days) · RIA to affiliated broker-dealer or bank
P•••• S••••••••• L•• to S•••••• S••••••••• I•••
left Mar 13, 2018, registered Mar 5, 2018 (-8 days) · Other · moved with a team
E•• F•••••••• A••••••• to P•••• S••••••••• L••
left Aug 21, 2014, registered Sep 5, 2014 (15 days) · Other
E•••••••• A•••••••• L•• to E•• F•••••••• A•••••••
left Oct 15, 2009, registered Oct 28, 2009 (13 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address