DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

DAVID LUIS FERNANDEZ

Advisor at MML INVESTORS SERVICES, LLC

Marlboro, NJ | Iselin, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2275cb33-d8d8-25ea-6758-3b78d7e4a2a8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 28, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 18, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Nov 18, 2000
First registration: Jun 28, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4273412

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Apr 15, 2024	n/a	yes	Marlboro, NJ\|Iselin, NJ	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Feb 24, 2021	Apr 10, 2024	no	FREEHOLD, NJ\|MANALAPAN, NJ\|Englishtown, NJ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 29, 2008	Feb 24, 2021	no	Red Bank, NJ	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 28, 2002	Dec 20, 2007	no	EDISON, NJ\|Red Bank, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	MML INVESTORS SERVICES, LLC	Apr 10, 2024	Apr 15, 2024	5	Firm change	Ibd to ibd
CHARLES SCHWAB & CO., INC.	PNC WEALTH MANAGEMENT	Feb 24, 2021	Feb 24, 2021	0	Firm change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	CHARLES SCHWAB & CO., INC.	Dec 20, 2007	Jan 29, 2008	40	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Apr 15, 2024 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 24, 2021 to Apr 10, 2024factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 29, 2008 to Feb 24, 2021factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 28, 2002 to Dec 20, 2007factForm ADV

Dated events

Occurred
Apr 10, 2024
Advisor changed firm
David Luis Fernandez left Pnc Wealth Management for Mml Investors Services, Llc (registered 2024-04-15)
Form ADVobserved 5 days ago