DFX Intelligence

K•••••• S• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

K•••••• S• R••••••

Advisor at I•• A••••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:22779d42-04c1-f737-5a10-6930da2eb5aa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 10, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• A••••••• L••	Independent wealth	Mar 30, 2026	n/a	yes	LOS ANGELES, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Dec 20, 2021	Nov 25, 2024	no	PASADENA, CA\|WESTLAKE VILLAGE, CA\|LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	I•• A••••••• L••	Nov 25, 2024	Mar 30, 2026	490	Firm change after gap	Wirehouse to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	W•••• F•••• A•••••••	Nov 1, 2021	Dec 20, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:332157:CA:2024-11-11	Nov 25, 2024	Mar 30, 2026	LOS ANGELES, CA	Firm change after gap
7691:19616:NY:2021-10-15	Nov 1, 2021	Dec 20, 2021	NEW YORK, NY	Firm change

Relationships

Registered with (3)

→ I•• A••••••• L••Registered adviserregistration: current employment
Mar 30, 2026 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 20, 2021 to Nov 25, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 10, 2020 to Nov 1, 2021factForm ADV

Dated events

Occurred
Nov 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22779d42-04c1-f737-5a10-6930da2eb5aa
First observed: Mar 10, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.