DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Eagle, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Sep 20, 2021 | n/a | yes | Eagle, ID | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Dec 11, 2008 | Sep 23, 2021 | no | KNOXVILLE, TN|EVERGREEN, CO|ASHEVILLE, NC|ASHEVILLE, NC|EVERGREEN, CO|BOISE, ID|BOISE, ID|ASHEVILLE, NC | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 15, 2004 | Dec 8, 2008 | no | KNOXVILLE, TN|KNOXVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | Sep 23, 2021 | Sep 20, 2021 | -3 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Dec 8, 2008 | Dec 11, 2008 | 3 | Firm change | Wirehouse to wirehouse |