L•••• J••• R•••

Advisor at C••• L••

OMAHA, NE | Green Bay, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:22956418-137b-3529-de3b-33ea11c51cd1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 3, 1995 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 23, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••• L••	Bd affiliated wealth	Apr 27, 2026	n/a	yes	OMAHA, NE\|Green Bay, WI	Current employment
H••••• W••••• M••••••••• L••	Former SEC adviser	Jan 3, 2017	Apr 27, 2026	no	GREEN BAY, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• W••••• M••••••••• L••	C••• L••	Apr 27, 2026	Apr 27, 2026	0	Firm change	RIA to ibd
E•••••••• A•••••••• L••	H••••• W••••• M••••••••• L••	Aug 24, 2010	Aug 16, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
153527:155344:WI:2026-04-27	Apr 27, 2026	Apr 27, 2026	GREEN BAY, WI	Firm change

Relationships

Registered with (5)

→ C••• L••Registered adviserregistration: current employment
Apr 27, 2026 to presentfactForm ADV
→ H••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 3, 2017 to Apr 27, 2026factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Oct 1, 2007 to Aug 24, 2010factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••

Dated events

Occurred
Apr 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22956418-137b-3529-de3b-33ea11c51cd1
First observed: Aug 3, 1995
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.