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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

HARBOR WEALTH MANAGEMENT, LLC

CRD 153527

GREEN BAY, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a3a519ae-4389-2b44-2fc3-da1ca66cfd41

Data as of Feb 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 9
On other graphs: 0
Observed: Mar 5, 2012 to Feb 10, 2026
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $410MItem 5.F on the latest filing (2026-02-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $410M
Private client RAUM: $410MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,403
Individual clients: 249
High net worth clients: 121
Custody, client assets: $273M
SEC number: 801-86172
CRD: 153527
Filings on the tape: 43
First filed: Mar 5, 2012
Latest filed: Feb 10, 2026
Organised: Limited Liability Company, WI
Website: harbor-wealth.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HEUS, ERIC, ANTHONY	MANAGING MEMBER	D	yes	10/2007	Mar 5, 2012	Sep 23, 2024
POLZIN, BRENT, D	MANAGING MEMBER	D	yes	10/2007	Mar 5, 2012	Sep 23, 2024
SADZEWICZ, GERY, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	no	04/2010	Mar 5, 2012	Sep 23, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 10, 2026	$410M	$410M	6	5	0	n/a	n/a
2024	Feb 25, 2025	$363M	$363M	6	5	0	n/a	n/a
2023	Feb 13, 2024	$322M	$322M	6	5	0	n/a	n/a
2022	Feb 23, 2023	$294M	$294M	6	5	0	n/a	n/a
2021	Mar 6, 2022	$317M	$317M	8	4	0	n/a	n/a
2020	Feb 25, 2021	$237M	$237M	8	4	0	n/a	n/a
2019	Mar 24, 2020	$197M	$197M	8	4	0	n/a	n/a
2018	Mar 20, 2019	$151M	$151M	7	4	0	n/a	n/a
2017	Mar 20, 2018	$156M	$155M	8	5	0	n/a	n/a
2016	Mar 30, 2017	$145M	$143M	8	7	n/a	n/a	n/a
2015	Mar 7, 2016	$118M	$115M	8	7	n/a	n/a	n/a
2011	Mar 5, 2012	$57.6M	$44.2M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	5	-5	n/a	0	0	0	0	6

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$410M	$363M	13.1%	$294M	11.7%	6	6	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CWM, LLC	5	Apr 27, 2026	Apr 27, 2026	GREEN BAY, WI	Firm absorbed	RIA to ibd	100.0%

Relationships

Moved with (1)

→ CWM, LLCRegistered adviser5 advisors, firm absorbed, same day
Apr 27, 2026 to Apr 27, 2026factForm ADV

Registered with (6)

← ERIC ANTHONY HEUSAdvisorregistration: previous registration
Jan 3, 2017 to Apr 27, 2026factForm ADV
← Larry John RoseAdvisorregistration: previous registration
Jan 3, 2017 to Apr 27, 2026factForm ADV
← Cheryl Ann MossAdvisorregistration: previous registration
Jan 3, 2017 to Apr 27, 2026factForm ADV
← BRENT D POLZINAdvisorregistration: previous registration
Jan 3, 2017 to Apr 27, 2026factForm ADV
← Erin Kristine JohnsonAdvisorregistration: previous registration
Mar 31, 2026 to Apr 27, 2026factForm ADV
← GERY JOSEPH SADZEWICZAdvisorregistration: previous registration
Jan 5, 2017 to Jan 25, 2024factForm ADV

Owns (1)

← SADZEWICZ, GERY, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 5, 2012 to Sep 23, 2024factForm ADV

Controls (2)

← HEUS, ERIC, ANTHONYOwnerMANAGING MEMBER, ownership code D, individual
Mar 5, 2012 to Sep 23, 2024factForm ADV
← POLZIN, BRENT, DOwnerMANAGING MEMBER, ownership code D, individual
Mar 5, 2012 to Sep 23, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 27, 2026
Firm absorbed
Harbor Wealth Management, LLC's advisors moved to Cwm, LLC (Green Bay, WI): 5 of 5 registered, on the same day
Form ADVobserved 3 days ago
5 advisors
Occurred
Apr 27, 2026
Advisor changed firm
Cheryl Ann Moss left Harbor Wealth Management, Llc for Cwm, Llc (registered 2026-04-27)
Form ADVobserved 4 days ago
Occurred
Apr 27, 2026
Advisor changed firm
Erin Kristine Johnson left Harbor Wealth Management, Llc for Cwm, Llc (registered 2026-04-27)
Form ADVobserved 4 days ago
Occurred
Apr 27, 2026
Advisor changed firm
Eric Anthony Heus left Harbor Wealth Management, Llc for Cwm, Llc (registered 2026-04-27)
Form ADVobserved 4 days ago
Occurred
Apr 27, 2026
Advisor changed firm
Larry John Rose left Harbor Wealth Management, Llc for Cwm, Llc (registered 2026-04-27)
Form ADVobserved 4 days ago
Occurred
Apr 27, 2026
Advisor changed firm
Brent D Polzin left Harbor Wealth Management, Llc for Cwm, Llc (registered 2026-04-27)
Form ADVobserved 4 days ago
Occurred
Jan 25, 2024
Advisor changed firm
Gery Joseph Sadzewicz left Harbor Wealth Management, Llc for Broadwater Advisors, Llc (registered 2017-02-08)
Form ADVobserved 4 days ago
Occurred
Mar 27, 2015
First Form ADV filing
Harbor Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
May 1, 2026
Harbor Wealth Management, Llc no longer on the SEC adviser roster (last listed 2026-04-01, RAUM $410.5M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a3a519ae-4389-2b44-2fc3-da1ca66cfd41
First observed: Mar 5, 2012
Last observed: Feb 10, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HARBOR WEALTH MANAGEMENT, LLC

CRD 153527

GREEN BAY, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a3a519ae-4389-2b44-2fc3-da1ca66cfd41

Data as of Feb 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:17 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HEUS, ERIC, ANTHONY

MANAGING MEMBER

yes

10/2007

Mar 5, 2012

Sep 23, 2024

POLZIN, BRENT, D

MANAGING MEMBER

yes

10/2007

Mar 5, 2012

Sep 23, 2024

SADZEWICZ, GERY, JOSEPH

CHIEF COMPLIANCE OFFICER

04/2010

Mar 5, 2012

Sep 23, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 10, 2026

$410M

n/a

2024

Feb 25, 2025

$363M

n/a

2023

Feb 13, 2024

$322M

n/a

2022

Feb 23, 2023

$294M

n/a

2021

Mar 6, 2022

$317M

n/a

2020

Feb 25, 2021

$237M

n/a

2019

Mar 24, 2020

$197M

n/a

2018

Mar 20, 2019

$151M

n/a

2017

Mar 20, 2018

$156M

$155M

n/a

2016

Mar 30, 2017

$145M

$143M

n/a

2015

Mar 7, 2016

$118M

$115M

n/a

2011

Mar 5, 2012

$57.6M

$44.2M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-5

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$410M

$363M

13.1%

$294M

11.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CWM, LLC

Apr 27, 2026

GREEN BAY, WI

Firm absorbed

RIA to ibd

100.0%