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Advisor at BANCROFT CAPITAL, LLC
FORT WASHINGTON, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BANCROFT CAPITAL, LLC | State registered | Jun 6, 2018 | n/a | yes | FORT WASHINGTON, PA|FORT WASHINGTON, PA|FORT WASHINGTON, PA | Current employment |
| CM ADVISORY, LLC | n/a | Nov 9, 2016 | Jun 1, 2018 | no | Ardmore, PA|BALTIMORE, MD | Previous registration |
| 1914 ADVISORS | Former SEC adviser | Jun 30, 2008 | Jun 13, 2014 | no | ARDMORE, PA|WEST CONSHOHOCKEN, PA | Previous registration |
| FERRIS, BAKER WATTS, LLC | n/a | Dec 7, 2006 | Jun 25, 2008 | no | ARDMORE, PA|ARDMORE, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CM ADVISORY, LLC | BANCROFT CAPITAL, LLC | Jun 1, 2018 | Jun 6, 2018 | 5 | Firm change | Other |
| 1914 ADVISORS | CM ADVISORY, LLC | Jun 13, 2014 | Nov 9, 2016 | 880 | Firm change after gap | Other |
| FERRIS, BAKER WATTS, LLC | 1914 ADVISORS | Jun 25, 2008 | Jun 30, 2008 | 5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 284486:290665:MD:2018-06-01 | Jun 1, 2018 | Jun 6, 2018 | BALTIMORE, MD | Firm change |