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Advisor at LPL FINANCIAL LLC
MARYSVILLE, OH | RICHWOOD, OH | SPRINGFIELD, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 4, 2020 | n/a | yes | SPRINGFIELD, OH|RICHWOOD, OH|MARYSVILLE, OH | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jun 4, 2014 | Jul 30, 2020 | no | TROY, OH | Previous registration |
| HUNTINGTON FINANCIAL ADVISORS | Bd affiliated wealth | Jul 12, 2012 | May 16, 2014 | no | WEST MILTON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Jul 30, 2020 | Aug 4, 2020 | 5 | Firm change | Ibd to ibd |
| HUNTINGTON FINANCIAL ADVISORS | CETERA INVESTMENT ADVISERS LLC | May 16, 2014 | Jun 4, 2014 | 19 | Firm change | Other |