DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at AUGUSTUS WEALTH, LLC
LONG BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AUGUSTUS WEALTH, LLC | Former SEC adviser | Feb 2, 2022 | n/a | yes | LONG BEACH, CA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Feb 24, 2003 | Feb 2, 2022 | no | LONG BEACH, CA|LONG BEACH, CA|LONG BEACH, CA|LONG BEACH, CA|Manhattan Beach, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | AUGUSTUS WEALTH, LLC | Feb 2, 2022 | Feb 2, 2022 | 0 | Firm change | Ibd to new firm |