DFX Intelligence

N•••••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

N•••••• H••••••••

Advisor at T• P•••••• C••••• W••••• L••

Sarasota, FL | CORAL GABLES, FL

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Search this name across graphsid dfx:ria:22b948de-9676-689e-0a47-639ddd046c2e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 8, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T• P•••••• C••••• W••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T• P•••••• C••••• W••••• L••	Bd affiliated wealth	Nov 14, 2024	n/a	yes	CORAL GABLES, FL\|Sarasota, FL	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Mar 8, 2018	Sep 1, 2023	no	PERRINE, FL\|FORT LAUDERDALE, FL\|MIAMI, FL\|PERRINE, FL\|MIAMI, FL\|MIAMI, FL\|MIAMI, FL\|CORAL GABLES, FL\|CORAL GABLES, FL\|MIAMI, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	T• P•••••• C••••• W••••• L••	Sep 1, 2023	Nov 14, 2024	440	Firm change after gap	Wirehouse to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:164484:FL:2023-09-01	Sep 1, 2023	Nov 14, 2024	MIAMI, FL	Firm change after gap

Relationships

Registered with (2)

→ T• P•••••• C••••• W••••• L••Registered adviserregistration: current employment
Nov 14, 2024 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 8, 2018 to Sep 1, 2023factForm ADV

Dated events

Occurred
Sep 1, 2023
Advisor changed firm
N•••••• H•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for T• P•••••• C••••• W••••• L•• (registered 2024-11-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22b948de-9676-689e-0a47-639ddd046c2e
First observed: Mar 8, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.