DFX Intelligence

D••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

D••••••• S••••••

Advisor at S••••• W••••• A•••••••• I•••

SAN FRANCISCO, CA | Phoenix, AZ

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Search this name across graphsid dfx:ria:22c9591b-f947-ca95-da90-15846cffc1ae

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 26, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• A•••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• A•••••••• I•••	No RAUM reported	Sep 9, 2025	n/a	yes	Phoenix, AZ\|SAN FRANCISCO, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Dec 26, 2019	Aug 14, 2025	no	PHOENIX, AZ\|NEW YORK, NY\|Chandler, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	S••••• W••••• A•••••••• I•••	Aug 14, 2025	Sep 9, 2025	26	Firm change	Other

Relationships

Registered with (2)

→ S••••• W••••• A•••••••• I•••Registered adviserregistration: current employment
Sep 9, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 26, 2019 to Aug 14, 2025factForm ADV

Dated events

Occurred
Aug 14, 2025
Advisor changed firm
D••••••• S•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for S••••• W••••• A•••••••• I••• (registered 2025-09-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22c9591b-f947-ca95-da90-15846cffc1ae
First observed: Dec 26, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.