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Advisor at WELLS FARGO ADVISORS
MILWAUKEE, WI | APPLETON, WI | GREEN BAY, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 29, 2021 | n/a | yes | MILWAUKEE, WI|GREEN BAY, WI|GREEN BAY, WI|APPLETON, WI|APPLETON, WI|GREEN BAY, WI | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 5, 2017 | Aug 3, 2021 | no | GREEN BAY, WI|SEYMOUR, WI|DE PERE, WI|GREEN BAY, WI | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 24, 2012 | Oct 3, 2017 | no | GREEN BAY, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Aug 3, 2021 | Jul 29, 2021 | -5 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Oct 3, 2017 | Oct 5, 2017 | 2 | Firm change | Wirehouse to wirehouse |