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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Robert Thomas Murphy

Advisor at SIMPLICITY WEALTH

Glastonbury, CT | SUMMIT, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 10, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIMPLICITY WEALTH
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 2, 2001
First registration: Mar 10, 2003
Dual registered: yes, broker-dealer
Other names: ROBERT THOMAS MURPHY|ROBERT THOMAS MURPHY
IAPD individual key: 3193173

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIMPLICITY WEALTH	Mixed wealth	Mar 12, 2021	n/a	yes	Glastonbury, CT\|SUMMIT, NJ	Current employment
SIMPLICITY FINANCIAL ADVISORY SERVICES, INC	n/a	Jun 23, 2015	Dec 19, 2016	no	HARTFORD, CT	Previous registration
AST INVESTMENT SERVICES, INC.	Asset manager	Feb 2, 2012	Nov 8, 2013	no	SHELTON, CT	Previous registration
TOUCHSTONE ADVISORS INC	Asset manager	Dec 19, 2005	Jan 27, 2012	no	CINCINNATI, OH	Previous registration
AMERICAN SKANDIA ADVISORY SERVICES, INC.	n/a	Mar 10, 2003	Mar 25, 2004	no	SHELTON, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIMPLICITY FINANCIAL ADVISORY SERVICES, INC	SIMPLICITY WEALTH	Dec 19, 2016	Mar 12, 2021	1,544	Firm change after gap	Other
AST INVESTMENT SERVICES, INC.	SIMPLICITY FINANCIAL ADVISORY SERVICES, INC	Nov 8, 2013	Jun 23, 2015	592	Firm change after gap	Other
TOUCHSTONE ADVISORS INC	AST INVESTMENT SERVICES, INC.	Jan 27, 2012	Feb 2, 2012	6	Firm change	Other
AMERICAN SKANDIA ADVISORY SERVICES, INC.	TOUCHSTONE ADVISORS INC	Mar 25, 2004	Dec 19, 2005	634	Firm change after gap	Other

Relationships

Registered with (5)

→ SIMPLICITY WEALTHRegistered adviserregistration: current employment
Mar 12, 2021 to presentfactForm ADV
→ SIMPLICITY FINANCIAL ADVISORY SERVICES, INCRegistered adviserregistration: previous registration
Jun 23, 2015 to Dec 19, 2016factForm ADV
→ AST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Feb 2, 2012 to Nov 8, 2013factForm ADV
→ TOUCHSTONE ADVISORS INCRegistered adviserregistration: previous registration
Dec 19, 2005 to Jan 27, 2012factForm ADV
→ AMERICAN SKANDIA ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Mar 10, 2003 to Mar 25, 2004factForm ADV

Dated events

No dated event names this entity yet.