DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Thomas Murphy
Feed of 09/14/2026
Also filed as Robert Thomas Murphy
At current firm
5 y
since Mar 12, 2021
In the industry
25 y
since Feb 2, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Simplicity Wealth mixed wealth currentsince Mar 12, 2021 · Glastonbury, Ct
- Simplicity Financial Advisory Services, Inc unclassifiedJun 23, 2015 to Dec 19, 2016 · Hartford, Ct
- Ast Investment Services, Inc. asset managerFeb 2, 2012 to Nov 8, 2013 · Shelton, Ct
- Touchstone Advisors Inc asset managerDec 19, 2005 to Jan 27, 2012 · Cincinnati, Oh
- American Skandia Advisory Services, Inc. unclassifiedMar 10, 2003 to Mar 25, 2004 · Shelton, Ct
Moves
a registration end followed by a registration begin elsewhere
- Simplicity Financial Advisory Services, Inc to Simplicity Wealthleft Dec 19, 2016, registered Mar 12, 2021 (1544 days) · Other
- Ast Investment Services, Inc. to Simplicity Financial Advisory Services, Incleft Nov 8, 2013, registered Jun 23, 2015 (592 days) · Other
- Touchstone Advisors Inc to Ast Investment Services, Inc.left Jan 27, 2012, registered Feb 2, 2012 (6 days) · Other
- American Skandia Advisory Services, Inc. to Touchstone Advisors Incleft Mar 25, 2004, registered Dec 19, 2005 (634 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address