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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ALBUQUERQUE, NM
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Apr 11, 2018 | n/a | yes | ALBUQUERQUE, NM | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 16, 2008 | Mar 27, 2018 | no | ALBUQUERQUE, NM|ALBUQUERQUE, NM|ALBUQUERQUE, NM | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 4, 2008 | Jun 20, 2008 | no | ALBUQUERQUE, NM | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Mar 27, 2018 | Apr 11, 2018 | 15 | Firm change | Wirehouse to ibd |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 20, 2008 | Jun 16, 2008 | -4 | Firm change | Wirehouse to wirehouse |