K••• L••

Advisor at C••••••• S••••••••• I•••

GLENDALE, CA | WESTWOOD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:22d4695b-0e37-0486-e400-ccbe107078c9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 16, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• S••••••••• I•••	Bd affiliated wealth	Jun 4, 2024	n/a	yes	GLENDALE, CA\|WESTWOOD, MA	Current employment
J••• M••••• P•••••• W••••• A••••••• L••	Former SEC adviser	Sep 30, 2019	May 15, 2024	no	San Francisco, CA\|LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• P•••••• W••••• A••••••• L••	C••••••• S••••••••• I•••	May 15, 2024	Jun 4, 2024	20	Firm change	Ibd to ibd
M••••••••• C••••••• L••	J••• M••••• P•••••• W••••• A••••••• L••	Feb 10, 2020	Sep 30, 2019

Relationships

Registered with (3)

→ C••••••• S••••••••• I•••Registered adviserregistration: current employment
Jun 4, 2024 to presentfactForm ADV
→ J••• M••••• P•••••• W••••• A••••••• L••Registered adviserregistration: previous registration
Sep 30, 2019 to May 15, 2024factForm ADV
→ M••••••••• C••••••• L••Registered adviserregistration: previous registration
Nov 16, 2018 to Feb 10, 2020factForm ADV

Dated events

Occurred
May 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22d4695b-0e37-0486-e400-ccbe107078c9
First observed: Nov 16, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.