N•••• A•• S••

Advisor at L•• F•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:22da1f12-f006-e982-928f-45ab19162f1d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 9, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 28, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 25, 2021	n/a	yes	ELLENTON, FL\|WEST PALM BEACH, FL\|BRADENTON, FL\|BRADENTON, FL\|PALMETTO, FL\|SARASOTA, FL\|BRADENTON, FL\|APOLLO BEACH, FL\|ELLENTON, FL\|SARASOTA, FL\|TAMPA, FL\|BRANDON, FL\|SARASOTA, FL\|SARASOTA, FL\|BRADENTON, FL\|SARASOTA, FL	Current employment
B•• H••••• F•••••••• A•••••••• I••	Former SEC adviser	Aug 1, 2012	Mar 29, 2021

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• H••••• F•••••••• A•••••••• I••	L•• F•••••••• L••	Mar 29, 2021	Mar 25, 2021	-4	Bulk transfer	Ibd to ibd
M•• F•••••••• A•••••••• I•••	M•• I••••••••• M••••••••• C••••	Aug 1, 2012	Mar 22, 2011

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 25, 2021 to presentfactForm ADV
→ B•• H••••• F•••••••• A•••••••• I••Registered adviserregistration: previous registration
Aug 1, 2012 to Mar 29, 2021factForm ADV
→ M•• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 16, 2009 to Aug 1, 2012factForm ADV
→ M•• I••••••••• M••••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22da1f12-f006-e982-928f-45ab19162f1d
First observed: Jun 9, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.