RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N•••• A•• S••
- L•• F•••••••• L•• BD affiliated currentsince Mar 25, 2021 · Ellenton, Fl
- B•• H••••• F•••••••• A•••••••• I•• formerAug 1, 2012 to Mar 29, 2021 · Bradenton, Fl
- M•• I••••••••• M••••••••• C•••• formerMar 22, 2011 to Apr 19, 2012 · Sarasota, Fl
- M•• F•••••••• A•••••••• I••• formerSep 16, 2009 to Aug 1, 2012 · Sarasota, Fl
- M••••• K••••• • C••••••• L•• formerJun 19, 2007 to Sep 9, 2009 · Bradenton, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Jun 8, 2007 · Sarasota, Fl
- Q•••• • R•••••• I••• unclassifiedJun 9, 2004 to Oct 20, 2004 · Sarasota, Fl
- B•• H••••• F•••••••• A•••••••• I•• to L•• F•••••••• L••left Mar 29, 2021, registered Mar 25, 2021 (-4 days) · corporate re-registration, not a move
- M•• F•••••••• A•••••••• I••• to M•• I••••••••• M••••••••• C••••left Aug 1, 2012, registered Mar 22, 2011 (-498 days) · corporate re-registration, not a move
- M•• I••••••••• M••••••••• C•••• to B•• H••••• F•••••••• A•••••••• I••left Apr 19, 2012, registered Aug 1, 2012 (104 days) · corporate re-registration, not a move
- M••••• K••••• • C••••••• L•• to M•• F•••••••• A•••••••• I•••left Sep 9, 2009, registered Sep 16, 2009 (7 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M••••• K••••• • C••••••• L••left Jun 8, 2007, registered Jun 19, 2007 (11 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address