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Reading the graph
Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Reading, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 2, 2025 | n/a | yes | Reading, MA | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Oct 17, 2014 | Aug 29, 2025 | no | Reading, MA|WALTHAM, MA | Previous registration |
| Mariner | Independent wealth | Jul 12, 2010 | Oct 6, 2014 | no | OVERLAND PARK,, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 29, 2025 | Sep 2, 2025 | 4 | Firm change | Ibd to ibd |
| Mariner | COMMONWEALTH FINANCIAL NETWORK | Oct 6, 2014 | Oct 17, 2014 | 11 | Firm change | Other |