DFX Intelligence

R•• S•••••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

R•• S•••••••• P•••••••

R•• S•••••••• P••••••• LLC, CRD 342449

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Search this name across graphsid dfx:ria:22de0225-5509-7f1c-a1e8-d766dbdc8a5a

Data as of Jul 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 24, 2026 to Jul 24, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 1
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
G•••••• F•••••••• F•••••	Chartered Financial Analyst	DORAL, FL	0	28	4	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
F•••••• G••••••• F••••••••	FOUNDER AND CCO	E	yes	12/2025	Jul 24, 2026	Jul 24, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	1	0

Relationships

Registered with (1)

← G•••••• F•••••••• F•••••Advisorregistration: current employment
Aug 13, 2026 to presentfactForm ADV

Controls (1)

← F•••••• G••••••• F••••••••OwnerFOUNDER AND CCO, ownership code E, individual
Jul 24, 2026 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22de0225-5509-7f1c-a1e8-d766dbdc8a5a
First observed: Jul 24, 2026
Last observed: Jul 24, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.