DFX Intelligence
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Reading the graph
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Advisor at R•• S•••••••• P•••••••
DORAL, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•• S•••••••• P••••••• | No RAUM reported | Aug 13, 2026 | n/a | yes | DORAL, FL | Current employment |
| B••••• A•••• M••••••••• L•• | State registered | Feb 1, 2026 | May 20, 2026 | no | Doral, FL|WYNNEWOOD, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••••• A•••• M••••••••• L•• | R•• S•••••••• P••••••• | May 20, 2026 | Aug 13, 2026 | 85 | Firm change | Other |
| W•••• C•••••• A••••••• L•• | B••••• A•••• M••••••••• L•• | Nov 25, 2025 | Feb 1, 2026 |
| W•••• C•••••• A••••••• L•• | Asset manager | May 9, 2024 | Nov 25, 2025 | no | Doral, FL|MIAMI, FL | Previous registration |
| D••••• W••••• M••••••••• L•• | n/a | May 2, 2013 | Jun 28, 2013 | no | PALM BEACH GARDENS, FL | Previous registration |
| G•• A••••••• S•••••••• L•• | Asset manager | Jul 21, 2011 | Jul 10, 2014 | no | GREENWICH, CT | Previous registration |
| 68 |
| Firm change |
| Other |
| G•• A••••••• S•••••••• L•• | D••••• W••••• M••••••••• L•• | Jul 10, 2014 | May 2, 2013 | -434 | Firm change after gap | Other |
| D••••• W••••• M••••••••• L•• | W•••• C•••••• A••••••• L•• | Jun 28, 2013 | May 9, 2024 | 3,968 | Firm change after gap | Other |