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RIA / WealthAdvisor40 years in industry

JOSEPH ROCCO AGRESTO

Advisor at MUTUAL ADVISORS, LLC

Franklin, TN | OMAHA, NE

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Search this name across graphsid dfx:ria:22e7acda-2958-7a26-119a-a137e1b3194d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 11, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MUTUAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 8, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Nov 8, 1985
First registration: Dec 11, 2003
Dual registered: no
Other names: JOSEPH ROCCO AGRESTO
IAPD individual key: 1413706

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MUTUAL ADVISORS, LLC	Bd affiliated wealth	Apr 9, 2025	n/a	yes	OMAHA, NE\|Franklin, TN	Current employment
MONARCH ADVISOR STRATEGIES, LLC	n/a	Jul 7, 2016	Dec 1, 2020	no	DANA POINT, CA	Previous registration
FIDELITY PERSONAL TRUST COMPANY, FSB	n/a	Sep 27, 2005	Mar 28, 2007	no	BREA, CA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Dec 11, 2003	Nov 4, 2009	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MONARCH ADVISOR STRATEGIES, LLC	MUTUAL ADVISORS, LLC	Dec 1, 2020	Apr 9, 2025	1,590	Firm change after gap	Other
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL TRUST COMPANY, FSB	Nov 4, 2009	Sep 27, 2005	-1,499	Firm change after gap	Other
FIDELITY PERSONAL TRUST COMPANY, FSB	MONARCH ADVISOR STRATEGIES, LLC	Mar 28, 2007	Jul 7, 2016	3,389	Firm change after gap	Other

Relationships

Registered with (4)

→ MUTUAL ADVISORS, LLCRegistered adviserregistration: current employment
Apr 9, 2025 to presentfactForm ADV
→ MONARCH ADVISOR STRATEGIES, LLCRegistered adviserregistration: previous registration
Jul 7, 2016 to Dec 1, 2020factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Dec 11, 2003 to Nov 4, 2009factForm ADV
→ FIDELITY PERSONAL TRUST COMPANY, FSBRegistered adviserregistration: previous registration
Sep 27, 2005 to Mar 28, 2007factForm ADV

Dated events

No dated event names this entity yet.