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B•••••• D•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

B•••••• D•••••• S••••

Advisor at O•••• W•••••• I•••

Belle Harbor, NY

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Search this name across graphsid dfx:ria:22f1bf4f-7a7a-bac8-608f-dd628d5cc947

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 4, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 19, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Jun 6, 2025	n/a	yes	Belle Harbor, NY	Current employment
F••••• G•••• A••••••• L••	Independent wealth	Feb 21, 2018	Jun 10, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••• G•••• A••••••• L••	O•••• W•••••• I•••	Jun 10, 2025	Jun 6, 2025	-4	Firm change	RIA to ibd
L•• F•••••••• L••	F••••• G•••• A••••••• L••	Jun 18, 2018

Relationships

Registered with (4)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Jun 6, 2025 to presentfactForm ADV
→ F••••• G•••• A••••••• L••Registered adviserregistration: previous registration
Feb 21, 2018 to Jun 10, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 14, 2018 to Jun 18, 2018factForm ADV
→ I••••• F•••••••• C•••••••••

Dated events

Occurred
Jun 10, 2025
Advisor changed firm
B•••••• D•••••• S•••• left F••••• G•••• A••••••• L•• for O•••• W•••••• I••• (registered 2025-06-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22f1bf4f-7a7a-bac8-608f-dd628d5cc947
First observed: May 4, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.