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F••••• G•••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

F••••• G•••• A••••••• L••

CRD 290427

WESTWOOD, NJ

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Search this name across graphsid dfx:ria:bdc51583-868d-a9e8-0036-450fe4f827d5

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 41
Dated events: 14
On other graphs: 0
Observed: Nov 30, 2017 to Mar 30, 2026
49 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=true related_bank=false bd_reps=23.0
Regulatory AUM: $822MItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $800M
Private client RAUM: $787MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 25
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
B•••• E•••••• H•••	Chartered Financial Consultant	Mankato, MN \| WESTWOOD, NJ	8	27	2	yes
R•••••• S•••••••• L•••••	n/a	WESTWOOD, NJ	8	23

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••••••• C•••••••••	Member	C	yes	10/2017	Nov 30, 2017	Nov 7, 2024
K•••• M••••••• G•••••	Member	B	yes	10/2017	Nov 30, 2017

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Holmdel	Nj	United States	4	yes
COLTS NECK	Nj	United States	2	no
Manasquan	Nj	United States	2	yes
Alexandria	Mn	United States	1	no
Mankato	Mn

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	1	0	4.0%	1	0	0	3	5

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$822M	$800M	2.9%	$748M	3.2%	29	39	7	8

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
P••••••• W••••• A••••••• L••	2	Apr 1, 2024	Apr 4, 2024	WESTWOOD, NJ	Team lift out	RIA to RIA	8.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M•• I•••••••• S•••••••• L••	3	Jul 24, 2019	Sep 3, 2019	EDISON, NJ	Team lift out	Ibd to RIA	0.1%
I••••• F•••••••• C•••••••••	8	Feb 14, 2018

Relationships

Registered with (34)

← C••••••••• J••••• M•••••Advisorregistration: current employment
Aug 19, 2026 to presentfactForm ADV
← M•••••• T•••• S••••Advisorregistration: current employment
Feb 14, 2025 to presentfactForm ADV
← A•••••• P•• G••••••••Advisorregistration: current employment
Sep 24, 2024 to presentfactForm ADV
← S•••• T•••••••••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Nov 3, 2025
Advisor changed firm
M•••••• Conroy left F••••• G•••• A••••••• L•• for Conroy Capital Llc (registered 2025-11-05)
Form ADVobserved 7 days ago
Occurred
Jun 10, 2025
Advisor changed firm
Bridget Dorothy Scala left F••••• G•••• A••••••• L•• for Osaic Wealth, Inc. (registered 2025-06-06)
Form ADVobserved 7 days ago
Occurred
Apr 1, 2024
Team lift-out
2 advisors left F••••• G•••• A••••••• L•• (Westwood, NJ) for P••••••• W••••• A••••••• L•• on the same day
Form ADVobserved 6 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bdc51583-868d-a9e8-0036-450fe4f827d5
First observed: Nov 30, 2017
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.