DFX Intelligence

O••••• M••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor13 years in industry

O••••• M••••• H•••••••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | Waltham, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:22f72523-f4a2-3735-5f39-a5d96b4c1fd6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 4, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Nov 7, 2025	n/a	yes	Waltham, MA\|NEWPORT BEACH, CA	Current employment
S••••••• F•••••••• P••••••• A•• M••••••••• L••	Former SEC adviser	Oct 4, 2024	Oct 28, 2025	no	WALTHAM, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• F•••••••• P••••••• A•• M••••••••• L••	B••••• P••••• A•••••••• L••	Oct 28, 2025	Nov 7, 2025	10	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
120766:119290:MA:2025-10-28	Oct 28, 2025	Nov 7, 2025	WALTHAM, MA	Firm change

Relationships

Registered with (2)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Nov 7, 2025 to presentfactForm ADV
→ S••••••• F•••••••• P••••••• A•• M••••••••• L••Registered adviserregistration: previous registration
Oct 4, 2024 to Oct 28, 2025factForm ADV

Dated events

Occurred
Oct 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:22f72523-f4a2-3735-5f39-a5d96b4c1fd6
First observed: Oct 4, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.