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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

Gregory Michael Schuler

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Rochester, NY

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Search this name across graphsid dfx:ria:22f8dc94-9b08-d3d3-76c2-248de742fbfa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Sep 2, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 15, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S65
First exam: Jun 15, 2001
First registration: Sep 2, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 4375926

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Feb 9, 2026	n/a	yes	Rochester, NY	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Aug 16, 2021	Feb 9, 2026	no	Rochester, NY\|ROCHESTER, NY\|Geneseo, NY	Previous registration
SPOTLIGHT ASSET GROUP	Former SEC adviser	Jan 12, 2021	Aug 17, 2021	no	OAKBROOK TERRACE, IL\|Henrietta, NY	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Oct 26, 2015	Nov 13, 2020	no	ROCHESTER, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 15, 2012	Sep 30, 2015	no	LOCKPORT, NY\|HOLLEY, NY\|HILTON, NY\|BROCKPORT, NY\|ATTICA, NY\|BATAVIA, NY\|ALBION, NY	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Dec 20, 2010	May 15, 2012	no	ROCHESTER, NY\|WEBSTER, NY\|ROCHESTER, NY\|ROCHESTER, NY\|ROCHESTER, NY\|HOLLEY, NY\|ALBION, NY\|BROCKPORT, NY\|HILTON, NY\|BATAVIA, NY\|ATTICA, NY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Sep 2, 2010	Dec 14, 2010	no	ROCHESTER, NY\|ROCHESTER, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Feb 9, 2026	Feb 9, 2026	0	Firm change	Ibd to ibd
SPOTLIGHT ASSET GROUP	COMMONWEALTH FINANCIAL NETWORK	Aug 17, 2021	Aug 16, 2021	-1	Firm change	RIA to ibd
ADVICE AND PLANNING SERVICES	SPOTLIGHT ASSET GROUP	Nov 13, 2020	Jan 12, 2021	60	Firm change	Ibd to RIA
LPL FINANCIAL LLC	ADVICE AND PLANNING SERVICES	Sep 30, 2015	Oct 26, 2015	26	Firm change	Other
HSBC SECURITIES (USA) INC.	LPL FINANCIAL LLC	May 15, 2012	May 15, 2012	0	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	HSBC SECURITIES (USA) INC.	Dec 14, 2010	Dec 20, 2010	6	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8032:149018:NY:2026-02-09	Feb 9, 2026	Feb 9, 2026	GENESEO, NY	Firm change

Relationships

Registered with (7)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Feb 9, 2026 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Aug 16, 2021 to Feb 9, 2026factForm ADV
→ SPOTLIGHT ASSET GROUPRegistered adviserregistration: previous registration
Jan 12, 2021 to Aug 17, 2021factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 26, 2015 to Nov 13, 2020factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 15, 2012 to Sep 30, 2015factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Dec 20, 2010 to May 15, 2012factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 2, 2010 to Dec 14, 2010factForm ADV

Dated events

Occurred
Feb 9, 2026
Advisor changed firm
Gregory Michael Schuler left Commonwealth Financial Network for Raymond James Financial Services Advisors, Inc (registered 2026-02-09)
Form ADVobserved 6 days ago