DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gregory Michael Schuler
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Feb 9, 2026
In the industry
25 y
since Jun 15, 2001 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Raymond James Financial Services Advisors, Inc BD affiliated currentsince Feb 9, 2026 · Rochester, Ny
- Commonwealth Financial Network national BDAug 16, 2021 to Feb 9, 2026 · Rochester, Ny
- Spotlight Asset Group formerJan 12, 2021 to Aug 17, 2021 · Oakbrook Terrace, Il
- Advice And Planning Services BD affiliatedOct 26, 2015 to Nov 13, 2020 · Rochester, Ny
- LPL Financial LLC BD affiliatedMay 15, 2012 to Sep 30, 2015 · Lockport, Ny
- Hsbc Securities (USA) Inc. BD affiliatedDec 20, 2010 to May 15, 2012 · Rochester, Ny
- Equitable Advisors, LLC national BDSep 2, 2010 to Dec 14, 2010 · Rochester, Ny
Moves
a registration end followed by a registration begin elsewhere
- Commonwealth Financial Network to Raymond James Financial Services Advisors, Incleft Feb 9, 2026, registered Feb 9, 2026 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- Spotlight Asset Group to Commonwealth Financial Networkleft Aug 17, 2021, registered Aug 16, 2021 (-1 days) · RIA to affiliated broker-dealer or bank
- Advice And Planning Services to Spotlight Asset Groupleft Nov 13, 2020, registered Jan 12, 2021 (60 days) · Affiliated broker-dealer or bank to independent RIA
- LPL Financial LLC to Advice And Planning Servicesleft Sep 30, 2015, registered Oct 26, 2015 (26 days) · Other
- Hsbc Securities (USA) Inc. to LPL Financial LLCleft May 15, 2012, registered May 15, 2012 (0 days) · corporate re-registration, not a move
- Equitable Advisors, LLC to Hsbc Securities (USA) Inc.left Dec 14, 2010, registered Dec 20, 2010 (6 days) · Other
Signals
- Gregory Michael Schuler left Commonwealth Financial Network for Raymond James Financial Services Advisors, Inc (registered 2026-02-09)Feb 9, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address