DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner11 years in industry

DEREK EZRA TANUVASA

Advisor at SOLTIS INVESTMENT ADVISORS, LLC

Salt Lake City, UT | ST. GEORGE, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2301644b-7851-6a05-d310-571e102caede

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Mar 4, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOLTIS INVESTMENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Apr 12, 2019
First registration: Mar 4, 2021
Dual registered: no
Other names: DEREK TANUVASA
IAPD individual key: 6964034

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOLTIS INVESTMENT ADVISORS, LLC	Independent wealth	Aug 15, 2023	n/a	yes	ST. GEORGE, UT\|Salt Lake City, UT	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Mar 25, 2022	Aug 1, 2023	no	SALT LAKE CITY, UT	Previous registration
DIVERSIFY WEALTH MANAGEMENT LLC	Former SEC adviser	May 4, 2021	Jan 14, 2022	no	OREM, UT	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Mar 4, 2021	May 14, 2021	no	AMERICAN FORK, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	SOLTIS INVESTMENT ADVISORS, LLC	Aug 1, 2023	Aug 15, 2023	14	Firm change	Ibd to RIA
DIVERSIFY WEALTH MANAGEMENT LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jan 14, 2022	Mar 25, 2022	70	Firm change	RIA to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	DIVERSIFY WEALTH MANAGEMENT LLC	May 14, 2021	May 4, 2021	-10	Firm change	Ibd to RIA

Relationships

Registered with (3)

→ SOLTIS INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Aug 15, 2023 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Mar 25, 2022 to Aug 1, 2023factForm ADV
→ DIVERSIFY WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
May 4, 2021 to Jan 14, 2022factForm ADV

Dated events

Occurred
Aug 1, 2023
Advisor changed firm
Derek Ezra Tanuvasa left Fidelity Personal And Workplace Advisors for Soltis Investment Advisors, Llc (registered 2023-08-15)
Form ADVobserved 6 days ago
Occurred
Jan 14, 2022
Advisor changed firm
Derek Ezra Tanuvasa left Diversify Wealth Management Llc for Fidelity Personal And Workplace Advisors (registered 2022-03-25)
Form ADVobserved 6 days ago