DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

JOSEPH JOHN VANDERDONCK

Advisor at J.P. MORGAN SECURITIES LLC

Los Angeles, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:23064497-a57e-3beb-a6e1-d2e9f29f104f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 8, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 31, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Oct 31, 1997
First registration: Aug 8, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2933546

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Nov 4, 2021	n/a	yes	Los Angeles, CA	Current employment
RBC CAPITAL MARKETS, LLC	National bd RIA	May 6, 2010	Nov 16, 2021	no	BEVERLY HILLS, CA\|CENTURY CITY, CA\|CENTURY CITY, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	May 19, 2010	no	Los Angeles, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 1, 2005	Jun 1, 2009	no	LOS ANGELES, CA\|LOS ANGELES, CA	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Jan 17, 2003	Feb 2, 2005	no	LOS ANGELES , CA	Previous registration
PERSHING LLC	n/a	Aug 8, 2002	Jan 17, 2003	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RBC CAPITAL MARKETS, LLC	J.P. MORGAN SECURITIES LLC	Nov 16, 2021	Nov 4, 2021	-12	Firm change	Ibd to wirehouse
MORGAN STANLEY	RBC CAPITAL MARKETS, LLC	May 19, 2010	May 6, 2010	-13	Firm change	Wirehouse to ibd
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
CREDIT SUISSE SECURITIES (USA) LLC	CITIGROUP GLOBAL MARKETS INC.	Feb 2, 2005	Feb 1, 2005	-1	Firm change	Other
PERSHING LLC	CREDIT SUISSE SECURITIES (USA) LLC	Jan 17, 2003	Jan 17, 2003	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
31194:79:CA:2021-11-16	Nov 16, 2021	Nov 4, 2021	CENTURY CITY, CA	Firm change

Relationships

Registered with (6)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Nov 4, 2021 to presentfactForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
May 6, 2010 to Nov 16, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to May 19, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 1, 2005 to Jun 1, 2009factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Jan 17, 2003 to Feb 2, 2005factForm ADV
→ PERSHING LLCRegistered adviserregistration: previous registration
Aug 8, 2002 to Jan 17, 2003factForm ADV

Dated events

No dated event names this entity yet.