DFX Intelligence

S•••••• R••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst15 years in industry

S•••••• R••••• M•••••••••

Advisor at M••••••••• • K••••••••• A•••• M••••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2308bc64-9937-cb0a-c80d-43c76dea5c58

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Nov 30, 2017 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S•••••• R••••• M•••••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••••• • K••••••••• A•••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••• E•• L••	Asset manager	Apr 26, 2023	n/a	yes	LAS VEGAS, NV\|VISTA, CA	Current employment
M••••••••• • K••••••••• A•••• M••••••••• L••	State registered	Apr 26, 2019	n/a	yes	SAN DIEGO, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•• C•••••• A•••••••• L••	M••••••••• • K••••••••• A•••• M••••••••• L••	May 13, 2019	Apr 26, 2019	-17	Firm change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
130179:300850:CA:2019-05-13	May 13, 2019	Apr 26, 2019	CARLSBAD, CA	Firm change

Relationships

Registered with (3)

→ M••• E•• L••Registered adviserregistration: current employment
Apr 26, 2023 to presentfactForm ADV
→ M••••••••• • K••••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Apr 26, 2019 to presentfactForm ADV
→ G•• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 30, 2017 to May 13, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2308bc64-9937-cb0a-c80d-43c76dea5c58
First observed: Nov 30, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.