DFX Intelligence

M••••••••• • K••••••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

M••••••••• • K••••••••• A•••• M••••••••• L••

CRD 300850

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c37b945c-0dca-f8f5-d144-2e8338a99d69

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2026 to Mar 12, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $52.5M••• Locked
Discretionary RAUM: $52.5M
Private client RAUM: $47.6Mderived••• Locked
Private client share: 91%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••••• R••••• M•••••••••	Certified Financial Planner\|Chartered Financial Analyst	VISTA, CA \| LAS VEGAS, NV \| SAN DIEGO, CA	7	15	1	no
M••• H••••• K•••••••••	n/a	LAS VEGAS, NV \| Las Vegas, NV \| SAN DIEGO, CA	1	41

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
G•• C•••••• A•••••••• L••	2	May 13, 2019	Jan 3, 2025	LOS ANGELES, CA	Team lift out	Other	66.7%

Relationships

Affiliated with (1)

← M••• E•• L••Registered adviserother investment adviser, common control
factForm ADV

Registered with (2)

← M••• H••••• K•••••••••Advisorregistration: current employment
Jan 3, 2025 to presentfactForm ADV
← S•••••• R••••• M•••••••••Advisorregistration: current employment
Apr 26, 2019 to presentfactForm ADV

Moved with (1)

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c37b945c-0dca-f8f5-d144-2e8338a99d69
First observed: Mar 12, 2026
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.