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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

TOTAL INVESTMENT MANAGEMENT, INC.

CRD 108818

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:230e2b4c-fa3b-b321-282a-70c02e43cbf2

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 2
On other graphs: 0
Observed: Mar 22, 2012 to Mar 16, 2026
35 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $1.4BItem 5.F on the latest filing (2026-03-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.3B
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $169Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,079
Individual clients: 778
High net worth clients: 406
Custody, client assets: $203M
SEC number: 801-69759
CIK: 10688
CRD: 108818
Filings on the tape: 35
First filed: Mar 22, 2012
Latest filed: Mar 16, 2026
Organised: Corporation, AZ

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES HUGHES	Certified Financial Planner	SCOTTSDALE, AZ \| Plantation, FL	20	36	1	no
TODD MICHAEL FOSTER	n/a	SCOTTSDALE, AZ	20	28	1	no
PHILIP EDWARD LOWE	Certified Financial Planner	Scottsdale, AZ	20	28	1	no
BRYAN MATTHEW LEE	n/a	SCOTTSDALE, AZ	20	21	1	no
JOHN WILLIAM GREER	Chartered Financial Analyst	SCOTTSDALE, AZ	13	19	n/a	no
PATRICK S BROCK	n/a	Scottsdale, AZ	9	38	n/a	no
NICHOLAS ANTHONY PARISI	Certified Financial Planner	SCOTTSDALE, AZ	7	14	3	no
Michael Adam Blake	n/a	Henderson, NV	2	26	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
FOSTER, JOHN, EDWARD	Chairman	D	yes	05/1998	Mar 16, 2026	Mar 16, 2026
FOSTER, TODD, MICHAEL	CHIEF EXECUTIVE OFFICER	D	yes	05/1998	Mar 16, 2026	Mar 16, 2026
PAYNE, CHRISTOPHER, LEE	CHIEF COMPLIANCE OFFICER	Na	yes	09/2019	Sep 26, 2019	Mar 15, 2024
POHL, BRETT, WILLIAM	CHIEF COMPLIANCE OFFICER	Na	no	04/2024	Mar 16, 2026	Mar 16, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RESQ INVESTMENT PARTNERS, LLC	n/a	Asset manager	$65.8M	N	yes	n/a
PHILIP LOWE	n/a	n/a	n/a	N	no	n/a
VISION 4 FUND DISTRIBUTORS LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
PARK CITY	Ut	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 16, 2026	$1.4B	$1.3B	12	8	1	n/a	n/a
2024	Mar 25, 2025	$1.3B	$1.2B	10	7	2	n/a	n/a
2023	Mar 15, 2024	$1.2B	$1.0B	10	7	2	n/a	n/a
2022	Feb 13, 2023	$1.2B	$1.2B	10	7	2	n/a	n/a
2021	Mar 16, 2022	$1.3B	$1.3B	10	7	2	n/a	n/a
2020	Mar 19, 2021	$1.2B	$1.2B	10	7	2	n/a	n/a
2019	Mar 20, 2020	$1.2B	$1.2B	11	7	2	n/a	n/a
2018	Mar 26, 2019	$1.0B	$1.0B	9	5	0	n/a	n/a
2017	Mar 15, 2018	$1.0B	$1.0B	7	6	0	n/a	n/a
2016	Mar 6, 2017	$870M	$870M	9	5	n/a	n/a	n/a
2015	Mar 22, 2016	$802M	$802M	9	5	n/a	n/a	n/a
2014	Mar 27, 2015	$792M	$792M	7	6	n/a	n/a	n/a
2013	Mar 25, 2014	$654M	$654M	10	6	n/a	n/a	n/a
2012	Mar 18, 2013	$614M	$614M	8	6	n/a	n/a	n/a
2011	Mar 22, 2012	$616M	$616M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.4B	$1.3B	5.4%	$1.2B	3.0%	12	10	1	2

Relationships

Affiliated with (2)

→ RESQ INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← RESQ INVESTMENT PARTNERS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (9)

← Michael Adam BlakeAdvisorregistration: current employment
Apr 3, 2024 to presentfactForm ADV
← NICHOLAS ANTHONY PARISIAdvisorregistration: current employment
Apr 8, 2019 to presentfactForm ADV
← PATRICK S BROCKAdvisorregistration: current employment
Aug 21, 2017 to presentfactForm ADV
← JOHN WILLIAM GREERAdvisorregistration: current employment
Jan 9, 2013 to presentfactForm ADV
← BRYAN MATTHEW LEEAdvisorregistration: current employment
May 9, 2006 to presentfactForm ADV
← JAMES HUGHESAdvisorregistration: current employment
Oct 31, 2005 to presentfactForm ADV
← TODD MICHAEL FOSTERAdvisorregistration: current employment
Oct 31, 2005 to presentfactForm ADV
← PHILIP EDWARD LOWEAdvisorregistration: current employment
Oct 31, 2005 to presentfactForm ADV
← SHEILA JUNE CUFFARI-AGASIAdvisorregistration: previous registration
Jun 29, 2005 to Nov 30, 2006factForm ADV

Controls (3)

← FOSTER, JOHN, EDWARDOwnerCHAIRMAN, ownership code D, individual
Mar 22, 2012 to Mar 15, 2024factForm ADV
← FOSTER, TODD, MICHAELOwnerCHIEF EXECUTIVE OFFICER, ownership code D, individual
Mar 22, 2012 to Mar 15, 2024factForm ADV
← PAYNE, CHRISTOPHER, LEEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 26, 2019 to Mar 15, 2024factForm ADV

Dated events

Occurred
Sep 26, 2019
Control person left
Dawn Pamela Houser (Chief Compliance Officer) no longer on Schedule A of Total Investment Management, Inc. (listed 2019-04-03, absent 2019-09-26)
Form ADVobserved 4 days ago
Occurred
Sep 26, 2019
Control person joined
Lee Christopher Payne (Chief Compliance Officer) appeared on Schedule A of Total Investment Management, Inc.
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:230e2b4c-fa3b-b321-282a-70c02e43cbf2
First observed: Mar 22, 2012
Last observed: Mar 16, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

TOTAL INVESTMENT MANAGEMENT, INC.

CRD 108818

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:230e2b4c-fa3b-b321-282a-70c02e43cbf2

Data as of Mar 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:01 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES HUGHES

Certified Financial Planner

SCOTTSDALE, AZ | Plantation, FL

TODD MICHAEL FOSTER

n/a

SCOTTSDALE, AZ

PHILIP EDWARD LOWE

Certified Financial Planner

Scottsdale, AZ

BRYAN MATTHEW LEE

n/a

SCOTTSDALE, AZ

JOHN WILLIAM GREER

Chartered Financial Analyst

SCOTTSDALE, AZ

n/a

PATRICK S BROCK

n/a

Scottsdale, AZ

n/a

NICHOLAS ANTHONY PARISI

Certified Financial Planner

SCOTTSDALE, AZ

Michael Adam Blake

n/a

Henderson, NV

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

FOSTER, JOHN, EDWARD

Chairman

yes

05/1998

Mar 16, 2026

FOSTER, TODD, MICHAEL

CHIEF EXECUTIVE OFFICER

yes

05/1998

Mar 16, 2026

PAYNE, CHRISTOPHER, LEE

CHIEF COMPLIANCE OFFICER

yes

09/2019

Sep 26, 2019

Mar 15, 2024

POHL, BRETT, WILLIAM

CHIEF COMPLIANCE OFFICER

04/2024

Mar 16, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RESQ INVESTMENT PARTNERS, LLC

n/a

Asset manager

$65.8M

yes

n/a

PHILIP LOWE

n/a

VISION 4 FUND DISTRIBUTORS LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

PARK CITY

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 16, 2026

$1.4B

$1.3B

n/a

2024

Mar 25, 2025

$1.3B

$1.2B

n/a

2023

Mar 15, 2024

$1.2B

$1.0B

n/a

2022

Feb 13, 2023

$1.2B

n/a

2021

Mar 16, 2022

$1.3B

n/a

2020

Mar 19, 2021

$1.2B

n/a

2019

Mar 20, 2020

$1.2B

n/a

2018

Mar 26, 2019

$1.0B

n/a

2017

Mar 15, 2018

$1.0B

n/a

2016

Mar 6, 2017

$870M

n/a

2015

Mar 22, 2016

$802M

n/a

2014

Mar 27, 2015

$792M

n/a

2013

Mar 25, 2014

$654M

n/a

2012

Mar 18, 2013

$614M

n/a

2011

Mar 22, 2012

$616M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.4B

$1.3B

5.4%

$1.2B

3.0%