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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

ROBERT JAMES NOLAN

Advisor at LPL FINANCIAL LLC

ST. PETERSBURG, FL

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Search this name across graphsid dfx:ria:231b81b6-42e0-74cd-2b8a-450ddc512760

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 17, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 20, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Jul 20, 1988
First registration: Apr 17, 1991
Dual registered: yes, broker-dealer
Other names: ROB NOLAN
IAPD individual key: 1843092

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 30, 2023	n/a	yes	ST. PETERSBURG, FL	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Feb 26, 2010	Nov 7, 2023	no	LARGO, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Dec 18, 2009	no	CLEARWATER, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 17, 1991	Jun 1, 2009	no	CLEARWATER, FL\|CLEARWATER, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	LPL FINANCIAL LLC	Nov 7, 2023	Oct 30, 2023	-8	Firm change	Ibd to ibd
MORGAN STANLEY	RAYMOND JAMES & ASSOCIATES, INC.	Dec 18, 2009	Feb 26, 2010	70	Firm change	Wirehouse to ibd
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 30, 2023 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Feb 26, 2010 to Nov 7, 2023factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Dec 18, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 17, 1991 to Jun 1, 2009factForm ADV

Dated events

Occurred
Nov 7, 2023
Advisor changed firm
Robert James Nolan left Raymond James & Associates, Inc. for Lpl Financial Llc (registered 2023-10-30)
Form ADVobserved 6 days ago