RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Oct 30, 2023 · St. Petersburg, Fl
• R•••••• J•••• • A••••••••• I••• national BD
  Feb 26, 2010 to Nov 7, 2023 · Largo, Fl
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Dec 18, 2009 · Clearwater, Fl
• C•••••••• G••••• M•••••• I••• BD affiliated
  Apr 17, 1991 to Jun 1, 2009 · Clearwater, Fl

• R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••
  left Nov 7, 2023, registered Oct 30, 2023 (-8 days) · Affiliated broker-dealer or bank to another
• M••••• S•••••• to R•••••• J•••• • A••••••••• I•••
  left Dec 18, 2009, registered Feb 26, 2010 (70 days) · Wirehouse to affiliated broker-dealer or bank
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

• R••••• J•••• N•••• left R•••••• J•••• • A••••••••• I••• for L•• F•••••••• L•• (registered 2023-10-30)
  Nov 7, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

38derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address