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RIA / WealthAdvisor11 years in industry

Colin William Morris Brown

Advisor at FISHER INVESTMENTS

PLANO, TX | Tampa, FL

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Search this name across graphsid dfx:ria:2321145d-bc00-7d60-06b2-eb10a6c3d781

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jun 11, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FISHER INVESTMENTS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jun 10, 2020
First registration: Jun 11, 2020
Dual registered: no
Other names: Colin William Morris Brown|Colin Brown
IAPD individual key: 7144284

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FISHER INVESTMENTS	Independent wealth	Oct 15, 2024	n/a	yes	PLANO, TX\|Tampa, FL	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 4, 2023	Oct 14, 2024	no	JACKSONVILLE, FL	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 6, 2023	Aug 10, 2023	no	ST. PAUL, MN\|Jacksonville, FL	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jan 31, 2022	Jun 26, 2023	no	Jacksonville, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 11, 2020	Jan 19, 2022	no	RIVERSIDE, RI\|NEW YORK, NY\|RIVERSIDE, RI\|JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	FISHER INVESTMENTS	Oct 14, 2024	Oct 15, 2024	1	Firm change	Ibd to RIA
SECURIAN FINANCIAL SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Aug 10, 2023	Aug 4, 2023	-6	Bulk transfer	RIA to ibd
PRUCO SECURITIES, LLC	SECURIAN FINANCIAL SERVICES, INC.	Jun 26, 2023	Jul 6, 2023	10	Firm change	Ibd to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PRUCO SECURITIES, LLC	Jan 19, 2022	Jan 31, 2022	12	Firm change	Wirehouse to ibd

Relationships

Registered with (5)

→ FISHER INVESTMENTSRegistered adviserregistration: current employment
Oct 15, 2024 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Aug 4, 2023 to Oct 14, 2024factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 6, 2023 to Aug 10, 2023factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 31, 2022 to Jun 26, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 11, 2020 to Jan 19, 2022factForm ADV

Dated events

Occurred
Oct 14, 2024
Advisor changed firm
Colin William Morris Brown left Cetera Investment Advisers Llc for Fisher Investments (registered 2024-10-15)
Form ADVobserved 5 days ago
Occurred
Jun 26, 2023
Advisor changed firm
Colin William Morris Brown left Pruco Securities, Llc for Securian Financial Services, Inc. (registered 2023-07-06)
Form ADVobserved 5 days ago
Occurred
Jan 19, 2022
Advisor changed firm
Colin William Morris Brown left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Pruco Securities, Llc (registered 2022-01-31)
Form ADVobserved 5 days ago