DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F•••••••• A••••••• L••
CHICAGO, IL | MCLEAN, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••••••• A••••••• L•• | Mixed wealth | Mar 22, 2018 | n/a | yes | MCLEAN, VA|CHICAGO, IL | Current employment |
| O•••• I••••••••• A•••••••• L•• | Former SEC adviser | Jan 15, 2016 | Mar 28, 2018 | no | MCLEAN, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• I••••••••• A•••••••• L•• | F•••••••• A••••••• L•• | Mar 28, 2018 | Mar 22, 2018 | -6 | Firm change | Other |
| M••••• S•••••• | O•••• I••••••••• A•••••••• L•• | Feb 1, 2016 | Jan 15, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 148966:106720:VA:2018-03-28 | Mar 28, 2018 | Mar 22, 2018 | MCLEAN, VA | Firm change |
| M••••• S•••••• | Wirehouse | Feb 14, 2012 | Feb 1, 2016 | no | Bethesda, MD | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Dec 17, 2008 | Jan 30, 2012 | no | POTOMAC, MD|ROCKVILLE, MD|ROCKVILLE, MD | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | May 29, 2007 | Dec 20, 2008 | no | ALEXANDFIA, VA|ARLINGTON, VA|WASHINGTON, DC|ALEXANDRIA, VA | Previous registration |
| C••••••• I••••••••• S••••••• | n/a | Sep 8, 2006 | May 29, 2007 | no | WASHINGTON, DC|ALEXANDRIA, VA | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Sep 28, 2004 | Aug 16, 2006 | no | FAIRFAX, VA|FAIRFAX, VA|FAIRFAX, VA|CHANTILLY, VA|FAIRFAX, VA|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC|FAIRFAX, VA|WASHINGTON, DC|WASHINGTON, DC | Previous registration |
| -17 |
| Firm change |
| Other |
| S••••••• I••••••••• S•••••••• I••• | M••••• S•••••• | Jan 30, 2012 | Feb 14, 2012 | 15 | Firm change | Other |
| C•••••••• G••••• M•••••• I••• | S••••••• I••••••••• S•••••••• I••• | Dec 20, 2008 | Dec 17, 2008 | -3 | Firm change | Other |
| C••••••• I••••••••• S••••••• | C•••••••• G••••• M•••••• I••• | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |
| S••••••• I••••••••• S•••••••• I••• | C••••••• I••••••••• S••••••• | Aug 16, 2006 | Sep 8, 2006 | 23 | Firm change | Other |