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CRD 106720
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MICHAEL STEVEN BENOIT | Certified Financial Planner | CHICAGO, IL | 28 | 38 | 1 | no |
| JEFFRY DAVID BENOIT | n/a | CHICAGO, IL | 25 | 38 | n/a | no |
| CHAD ALLEN TISCHER | Certified Financial Planner | CHICAGO, IL | 17 | 27 | 1 | no |
| ADAM PAUL NEWELL | Certified Financial Planner|Chartered Financial Analyst | CHICAGO, IL | 11 | 23 | 1 | no |
| NICHOLAS PAUL BREIT | Certified Financial Planner|Chartered Financial Analyst | CHICAGO, IL | 11 | 23 | 2 | no |
| JOSEPH ANTHONY SCIME | Certified Financial Planner|Chartered Financial Analyst | CHICAGO, IL | 11 | 18 | 1 | no |
| JONATHON JAY FELLOWS | Chartered Financial Analyst | CHICAGO, IL | 11 | 32 | n/a | no |
| AHMED OSMAN FARRUK | n/a | CHICAGO, IL | MCLEAN, VA | 8 | 23 | 3 | no |
| WILL STRATTON FISHER | n/a | MCLEAN, VA | 8 | 27 | 4 | no |
| SHEENA EFFENDI | n/a | CHICAGO, IL | MCLEAN, VA | 8 | 24 | 5 | no |
| DAVID MICHAEL THOME | Certified Financial Planner | CHICAGO, IL | MCLEAN, VA | 8 | 21 | 6 | no |
| BARRETT REA SCOTT | n/a | MCLEAN, VA | 8 | 10 | 1 | no |
| ALTAN ORIQILANG WULIJI | Certified Financial Planner | CHICAGO, IL | Saint Louis, MO | 8 | 16 | 2 | no |
| MICHAEL PAUL EMERSON | Certified Financial Planner | CHICAGO, IL | Indianapolis, IN | 8 | 12 | 1 | no |
| CHRISTINE MARIE JORDAN | Certified Financial Planner | CHICAGO, IL | 8 | 25 | 2 | no |
| JOSEPH SAMUEL CORTESE | n/a | CHICAGO, IL | 7 | 23 | 2 | no |
| CAROL FLORES MCSHERA | n/a | WINDSOR, CT | CHICAGO, IL | 6 | 14 | 3 | no |
| CHRISTOPHER FRANCIS KACHMAR | Chartered Financial Analyst | CHICAGO, IL | WINDSOR, CT | 5 | 26 | 2 | no |
| Eileen Foley Allgrove | Certified Financial Planner | WINDSOR, CT | CHICAGO, IL | 5 | 28 | 1 | no |
| RYAN THOMAS GARDNER | n/a | CHICAGO, IL | WINDSOR, CT | 5 | 22 | 2 | no |
| MICHAEL JOHN CHASE | n/a | WINDSOR, CT | CHICAGO, IL | 5 | 19 | 1 | no |
| ROBERT HUNTER LOWRY | Chartered Financial Analyst | CHICAGO, IL | WINDSOR, CT | 5 | 16 | 2 | no |
| SCOTT GREGORY BOULTON | n/a | CHICAGO, IL | WINDSOR, CT | 5 | 14 | 2 | no |
| SEAN MCCAFFERY | n/a | WINDSOR, CT | CHICAGO, IL | 5 | 12 | 1 | no |
| CHRISTOPHER JON ROWLINS | n/a | WINDSOR, CT | CHICAGO, IL | 5 | 35 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GOSS, MICHAEL, EDMOND | President | Na | yes | 10/2025 | Jul 24, 2026 | Jul 24, 2026 |
| HILZENRATH, ROBERT, JAY | DIRECTOR - WEALTHSPIRE | Na | yes | 10/2025 | Jul 24, 2026 | Jul 24, 2026 |
| KACHMAR, CHRISTOPHER, FRANCIS | CHIEF MARKET STRATEGIST | Na | yes | 04/2020 | Jul 24, 2026 | Jul 24, 2026 |
| LAMENA, MICHAEL, ANTHONY | CHIEF EXECUTIVE OFFICER - WEALTHSPIRE | Na | yes | 10/2025 | Jul 24, 2026 | Jul 24, 2026 |
| LONG, BRAD, L | CHIEF INVESTMENT OFFICER | Na | yes | 07/2023 | Jul 24, 2026 | Jul 24, 2026 |
| Moceri, Lisa, Marie | CHIEF OPERATING OFFICER | Na | yes | 12/2025 | Jul 24, 2026 | Jul 24, 2026 |
| MOO, VERONICA, EI CHUN | DIRECTOR - WEALTHSPIRE | Na | yes | 10/2025 | Jul 24, 2026 | Jul 24, 2026 |
| NELSON, CARL, EDWARD | PRESIDENT - WEALTHSPIRE | Na | yes | 10/2025 | Jul 24, 2026 | Jul 24, 2026 |
| SCHNEIDER, BRETT, RONALD | DIRECTOR - WEALTHSPIRE | Na | yes | 10/2025 | Jul 24, 2026 | Jul 24, 2026 |
| WEALTHSPIRE US PARENT, LLC | Owner | E | yes | 10/2025 | Jul 24, 2026 | Jul 24, 2026 |
| YU, BRIAN, J | CHIEF COMPLIANCE OFFICER | Na | yes | 01/2026 | Jul 24, 2026 | Jul 24, 2026 |
| AON, PLC | Owner | E | yes | 04/2024 | May 31, 2024 | Dec 19, 2024 |
| BAILEY, SABRINA, MARIE | CHIEF EXECUTIVE OFFICER | Na | yes | 07/2023 | Aug 24, 2023 | Dec 19, 2024 |
| BENOIT, MICHAEL, STEVEN | MANAGER, TREASURER | Na | yes | 04/2020 | Mar 27, 2012 | Dec 19, 2024 |
| DIMEO, ROBERT, ALLEN | Chairman | Na | yes | 07/2023 | Mar 27, 2012 | Dec 19, 2024 |
| FIDUCIENT HOLDINGS, LLC | Owner | E | yes | 11/2014 | Mar 29, 2021 | Dec 19, 2024 |
| GOLDMAN, MICHAEL, NATHAN | Manager | Na | yes | 04/2020 | Mar 29, 2021 | Dec 19, 2024 |
| NFP CORP. | Member | E | yes | 11/2014 | Mar 26, 2015 | Dec 19, 2024 |
| NFP INTERMDIATE HOLDINGS B CORP. | Owner | E | yes | 07/2013 | Mar 26, 2015 | Dec 19, 2024 |
| RANDOLPH ACQUISITION CORP. | Owner | E | yes | 04/2024 | May 31, 2024 | Dec 19, 2024 |
| RANDOLPH FINANCE UNLIMITED COMPANY | Owner | E | yes | 04/2024 | May 31, 2024 | Dec 19, 2024 |
| SHARONI, ELAN, JONATHAN | Manager | Na | yes | 04/2020 | Mar 29, 2021 | Dec 19, 2024 |
| SPRADLEY, SUZANNE, F | SENIOR VICE PRESIDENT | Na | yes | 04/2020 | Mar 29, 2021 | Dec 19, 2024 |
| PAPANIKOLAOU, EVANS | CHIEF OPERATING OFFICER, SECRETARY | Na | no | 06/2024 | Jun 10, 2024 | Dec 19, 2024 |
| WHITE, DONNA, MARIE | CHIEF COMPLIANCE OFFICER | Na | no | 12/2024 | Dec 19, 2024 | Dec 19, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| NFP RETIREMENT INC. | n/a | Institutional manager | $39B | N | yes | n/a |
| WEALTHSPIRE ADVISORS LLC | n/a | Independent wealth | $34B | N | yes | n/a |
| FINANCIAL ARCHITECTS PARTNERS, LLC | n/a | n/a | n/a | N | yes | n/a |
| NFP INSURANCE SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| NFP PROPERTY & CASUALTY SERVICES, INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Windsor | Ct | United States | 34 | no |
| Boston | Ma | United States | 6 | no |
| Wellesley | Ma | United States | 6 | no |
| Mclean | Va | United States | 5 | no |
| Kennebunk | Me | United States | 1 | no |
| Montclair | Nj | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $98B | $52B | 210 | 78 | 17 | n/a | n/a |
| 2024 | Mar 26, 2025 | $68B | $34B | 218 | 82 | 13 | n/a | n/a |
| 2023 | Mar 27, 2024 | $56B | $27B | 218 | 82 | 13 | n/a | n/a |
| 2022 | Mar 29, 2023 | $40B | $17B | 215 | 96 | 16 | n/a | n/a |
| 2021 | Mar 24, 2022 | $35B | $13B | 187 | 92 | 10 | n/a | n/a |
| 2020 | Mar 29, 2021 | $28B | $11B | 172 | 89 | 6 | n/a | n/a |
| 2019 | Mar 27, 2020 | $19B | $8.0B | 103 | 61 | 4 | n/a | n/a |
| 2018 | Mar 28, 2019 | $14B | $4.7B | 92 | 58 | 3 | n/a | n/a |
| 2017 | Mar 30, 2018 | $13B | $4.5B | 83 | 52 | 2 | n/a | n/a |
| 2016 | Mar 30, 2017 | $11B | $2.6B | 71 | 44 | n/a | n/a | n/a |
| 2015 | Mar 25, 2016 | $9.3B | $2.1B | 70 | 41 | n/a | n/a | n/a |
| 2014 | Mar 26, 2015 | $8.8B | $2.2B | 66 | 39 | n/a | n/a | n/a |
| 2013 | Mar 27, 2014 | $7.5B | $1.8B | 66 | 39 | n/a | n/a | n/a |
| 2012 | Mar 13, 2013 | $6.1B | $1.4B | 61 | 36 | n/a | n/a | n/a |
| 2011 | Mar 27, 2012 | $4.8B | $1.1B | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 4 | 7 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $98B | $68B | 44.2% | $40B | 34.6% | 210 | 218 | 17 | 13 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ORION INVESTMENT ADVISORS, LLC | 6 | Mar 28, 2018 | Mar 22, 2018 | MCLEAN, VA | Firm absorbed | Other | 85.7% |