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S•••• C•••••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

S•••• C•••••••• E••••

Advisor at E•••• F•••••••• P•••••••• I•••

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:2329777f-1869-8d06-0d7a-7d10cee00b65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• F•••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 14, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• F•••••••• P•••••••• I•••	Independent wealth	Feb 22, 2007	n/a	yes	INDIANAPOLIS, IN	Current employment
C•••••• A• L•••• • A••••••••• I•••	n/a	Mar 23, 2005	Mar 22, 2007	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• A• L•••• • A••••••••• I•••	E•••• F•••••••• P•••••••• I•••	Mar 22, 2007	Feb 22, 2007	-28	Firm change	Other

Relationships

Registered with (2)

→ E•••• F•••••••• P•••••••• I•••Registered adviserregistration: current employment
Feb 22, 2007 to presentfactForm ADV
→ C•••••• A• L•••• • A••••••••• I•••Registered adviserregistration: previous registration
Mar 23, 2005 to Mar 22, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2329777f-1869-8d06-0d7a-7d10cee00b65
First observed: Mar 23, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.