DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner27 years in industry

WILLIE MILES

Advisor at MILES WEALTH MANAGEMENT, L.L.C.

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2334f5d6-371f-73d5-b47d-c90ff29cd877

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 15, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MILES WEALTH MANAGEMENT, L.L.C.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 13, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 13, 1999
First registration: Apr 15, 1999
Dual registered: no
Other names: WILLIE MILES|WILLIE MILES|WILLIE MILES
IAPD individual key: 3149869

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MILES WEALTH MANAGEMENT, L.L.C.	State registered	Jun 10, 2013	n/a	yes	HOUSTON, TX	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 23, 2006	Jun 24, 2013	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 10, 2004	Jun 28, 2006	no	HOUSTON, TX\|HOUSTON, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 2, 2002	Dec 17, 2004	no	HOUSTON, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 15, 1999	Dec 2, 2002	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MILES WEALTH MANAGEMENT, L.L.C.	Jun 24, 2013	Jun 10, 2013	-14	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Jun 28, 2006	Jun 23, 2006	-5	Firm change	Other
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 17, 2004	Dec 10, 2004	-7	Firm change	Wirehouse to wirehouse
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	UBS FINANCIAL SERVICES INC.	Dec 2, 2002	Dec 2, 2002	0	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ MILES WEALTH MANAGEMENT, L.L.C.Registered adviserregistration: current employment
Jun 10, 2013 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 23, 2006 to Jun 24, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 10, 2004 to Jun 28, 2006factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 2, 2002 to Dec 17, 2004factForm ADV

Dated events

No dated event names this entity yet.