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Advisor at LPL FINANCIAL LLC
VOORHEES, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 22, 2024 | n/a | yes | VOORHEES, NJ | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Aug 1, 2011 | Mar 26, 2024 | no | HADDONFIELD, NJ|VOORHEES, NJ | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Oct 3, 2006 | May 18, 2011 | no | MT. LAUREL, NJ|MARLTON, NJ|MT LAUREL, NJ | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Dec 2, 2005 | Jun 9, 2006 | no | WILMINGTON, DE | Previous registration |
| TD WEALTH MANAGEMENT SERVICES INC. | n/a | Feb 8, 2005 | Nov 11, 2005 | no | TURNERSVILLE, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | LPL FINANCIAL LLC | Mar 26, 2024 | Mar 22, 2024 | -4 | Firm change | Ibd to ibd |
| VOYA FINANCIAL ADVISORS, INC. | OSAIC FA, INC. | May 18, 2011 | Aug 1, 2011 | 75 | Firm change | Other |
| INVEST FINANCIAL CORPORATION | VOYA FINANCIAL ADVISORS, INC. | Jun 9, 2006 | Oct 3, 2006 | 116 | Firm change | Other |
| TD WEALTH MANAGEMENT SERVICES INC. | INVEST FINANCIAL CORPORATION | Nov 11, 2005 | Dec 2, 2005 | 21 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 3978:6413:NJ:2024-03-25 | Mar 26, 2024 | Mar 22, 2024 | VOORHEES, NJ | Firm change |