DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

W••••• A••••• E•••

L•• F•••••••• L••BD affiliatedVoorhees, Njdual registrantIAPD 2940967

Feed of 09/14/2026

Also filed as Walt A••••• E•••

At current firm

2 y

since Mar 22, 2024

In the industry

28 y

since Nov 21, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Mar 22, 2024 · Voorhees, Nj
O•••• F•• I••• former
Aug 1, 2011 to Mar 26, 2024 · Haddonfield, Nj
V••• F•••••••• A•••••••• I••• BD affiliated
Oct 3, 2006 to May 18, 2011 · Mt. Laurel, Nj
I••••• F•••••••• C••••••••• former
Dec 2, 2005 to Jun 9, 2006 · Wilmington, De
T• W••••• M••••••••• S••••••• I••• unclassified
Feb 8, 2005 to Nov 11, 2005 · Turnersville, Nj

Moves

a registration end followed by a registration begin elsewhere

O•••• F•• I••• to L•• F•••••••• L••
left Mar 26, 2024, registered Mar 22, 2024 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
V••• F•••••••• A•••••••• I••• to O•••• F•• I•••
left May 18, 2011, registered Aug 1, 2011 (75 days) · Other
I••••• F•••••••• C••••••••• to V••• F•••••••• A•••••••• I•••
left Jun 9, 2006, registered Oct 3, 2006 (116 days) · Other
T• W••••• M••••••••• S••••••• I••• to I••••• F•••••••• C•••••••••
left Nov 11, 2005, registered Dec 2, 2005 (21 days) · Other

Signals

W••••• A••••• E••• left O•••• F•• I••• for L•• F•••••••• L•• (registered 2024-03-22)
Mar 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address