DFX Intelligence

V•••••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

V•••••• H•••••••••

Advisor at P••••••• F•••••••• G•••• L••

WESTERN SPRINGS, IL

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Search this name across graphsid dfx:ria:233e8443-944e-2c05-f89f-68ec939a94e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 28, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• F•••••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 26, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• F•••••••• G•••• L••	Independent wealth	Oct 11, 2022	n/a	yes	WESTERN SPRINGS, IL	Current employment
W•••• F•••• A•••••••	Wirehouse	Mar 9, 2020	Oct 14, 2022	no	SCHAUMBURG, IL\|CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	P••••••• F•••••••• G•••• L••	Oct 14, 2022	Oct 11, 2022	-3	Firm change	Wirehouse to RIA
J••• M••••• S••••••••• L••	W•••• F•••• A•••••••	Mar 17, 2020	Mar 9, 2020

Relationships

Registered with (4)

→ P••••••• F•••••••• G•••• L••Registered adviserregistration: current employment
Oct 11, 2022 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Mar 9, 2020 to Oct 14, 2022factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Apr 13, 2018 to Mar 17, 2020factForm ADV
→ S•••••••• A••••••• L••

Dated events

Occurred
Oct 14, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:233e8443-944e-2c05-f89f-68ec939a94e6
First observed: Feb 28, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.