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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PINNACLE FINANCIAL GROUP LLC

CRD 116600

WESTERN SPRINGS, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a4709ec-fe94-3d3f-f417-05e652cb984d

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 5
On other graphs: 0
Observed: Mar 5, 2012 to Mar 17, 2026
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $673MItem 5.F on the latest filing (2026-03-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $640M
Private client RAUM: $665MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $168Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,217
Individual clients: 194
High net worth clients: 196
Custody, client assets: $342M
SEC number: 801-71357
CRD: 116600
Filings on the tape: 43
First filed: Mar 5, 2012
Latest filed: Mar 17, 2026
Organised: Limited Liability Company, IL
Website: mypinnaclefinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES J STORK	Certified Financial Planner\|Chartered Financial Analyst	WESTERN SPRINGS, IL	25	26	n/a	no
DANIEL BRIAN FITZGERALD	Certified Financial Planner	WESTERN SPRINGS, IL	11	18	2	no
VINCENT HARAMBASIC	Certified Financial Planner	WESTERN SPRINGS, IL	3	21	3	no
SEAN PATRICK MORAN	Certified Financial Planner	WESTERN SPRINGS, IL	2	19	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALBATROSS41, LLC	Owner	D	yes	07/2021	Aug 5, 2021	Sep 10, 2024
FITZGERALD, DANIEL, BRIAN	MANAGING MEMBER	E	yes	07/2021	Jan 16, 2019	Sep 10, 2024
FITZGERALD, DANIEL, BRIAN	MANAGING MEMBER	Na	yes	01/2023	Jan 16, 2019	Sep 10, 2024
HARAMBASIC, VINCENT	MANAGING MEMBER	E	yes	12/2023	Mar 20, 2024	Sep 10, 2024
HARAMBASIC, VINCENT	MANAGING MEMBER	Na	yes	01/2024	Mar 20, 2024	Sep 10, 2024
THREEPILLAR ASSETS, LLC	Owner	D	yes	01/2024	Mar 20, 2024	Sep 10, 2024
SADZEWICZ, GERY, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	no	08/2024	Sep 10, 2024	Sep 10, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Naperville	IL	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 17, 2026	$673M	$640M	7	4	1	n/a	n/a
2024	Mar 3, 2025	$571M	$546M	7	4	1	n/a	n/a
2023	Mar 20, 2024	$500M	$476M	6	3	1	n/a	n/a
2022	Mar 22, 2023	$422M	$398M	7	3	0	n/a	n/a
2021	Feb 23, 2022	$459M	$433M	8	4	0	n/a	n/a
2020	Feb 23, 2021	$386M	$364M	8	4	0	n/a	n/a
2019	Mar 19, 2020	$345M	$309M	6	3	0	n/a	n/a
2018	Jan 18, 2019	$285M	$256M	6	3	0	n/a	n/a
2017	Mar 17, 2018	$291M	$205M	8	5	0	n/a	n/a
2016	Jan 31, 2017	$230M	$140M	7	5	n/a	n/a	n/a
2015	Mar 14, 2016	$183M	$75.0M	6	4	n/a	n/a	n/a
2014	Feb 26, 2015	$230M	$70.0M	6	4	n/a	n/a	n/a
2013	Mar 27, 2014	$213M	$189M	6	4	n/a	n/a	n/a
2012	Feb 25, 2013	$159M	$126M	5	3	n/a	n/a	n/a
2011	Mar 5, 2012	$139M	$99.6M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$673M	$571M	17.8%	$422M	16.9%	7	7	1	1

Relationships

Registered with (6)

← SEAN PATRICK MORANAdvisorregistration: current employment
Apr 15, 2024 to presentfactForm ADV
← VINCENT HARAMBASICAdvisorregistration: current employment
Oct 11, 2022 to presentfactForm ADV
← DANIEL BRIAN FITZGERALDAdvisorregistration: current employment
Aug 3, 2015 to presentfactForm ADV
← JAMES J STORKAdvisorregistration: current employment
Feb 1, 2001 to presentfactForm ADV
← LAUREN JAYNE HUNTAdvisorregistration: previous registration
Aug 8, 2014 to May 12, 2022factForm ADV
← LISA LOUISE BAYERAdvisorregistration: previous registration
Aug 10, 2010 to Feb 2, 2016factForm ADV

Owns (1)

← SADZEWICZ, GERY, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 10, 2024 to Sep 10, 2024factForm ADV

Controls (4)

← HARAMBASIC, VINCENTOwnerMANAGING MEMBER, ownership code E, individual
Mar 20, 2024 to Sep 10, 2024factForm ADV
← FITZGERALD, DANIEL, BRIANOwnerMANAGING MEMBER, ownership code E, individual
Jan 16, 2019 to Sep 10, 2024factForm ADV
← ALBATROSS41, LLCOwnerOWNER, ownership code D, domestic entity
Aug 5, 2021 to Sep 10, 2024factForm ADV
← THREEPILLAR ASSETS, LLCOwnerOWNER, ownership code D, domestic entity
Mar 20, 2024 to Sep 10, 2024factForm ADV

Dated events

Occurred
Mar 20, 2024
Control person left
J James Stork (Managing Member) no longer on Schedule A of Pinnacle Financial Group Llc (listed 2023-09-07, absent 2024-03-20)
Form ADVobserved 6 days ago
Occurred
Mar 20, 2024
Control person joined
Vincent Harambasic (Managing Member) appeared on Schedule A of Pinnacle Financial Group Llc
Form ADVobserved 6 days ago
Occurred
May 12, 2022
Advisor changed firm
Lauren Jayne Hunt left Pinnacle Financial Group Llc for Daybreak Wealth, Llc (registered 2022-11-15)
Form ADVobserved 6 days ago
Occurred
Jan 16, 2019
Control person left
Arthur Larry Uitermarkt (Managing Member) no longer on Schedule A of Pinnacle Financial Group Llc (listed 2018-09-25, absent 2019-01-16)
Form ADVobserved 6 days ago
Occurred
Jan 16, 2019
Control person joined
Brian Daniel Fitzgerald (Managing Member) appeared on Schedule A of Pinnacle Financial Group Llc
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3a4709ec-fe94-3d3f-f417-05e652cb984d
First observed: Mar 5, 2012
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PINNACLE FINANCIAL GROUP LLC

CRD 116600

WESTERN SPRINGS, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3a4709ec-fe94-3d3f-f417-05e652cb984d

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:53 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES J STORK

Certified Financial Planner|Chartered Financial Analyst

WESTERN SPRINGS, IL

n/a

DANIEL BRIAN FITZGERALD

Certified Financial Planner

WESTERN SPRINGS, IL

VINCENT HARAMBASIC

Certified Financial Planner

WESTERN SPRINGS, IL

SEAN PATRICK MORAN

Certified Financial Planner

WESTERN SPRINGS, IL

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALBATROSS41, LLC

Owner

yes

07/2021

Aug 5, 2021

Sep 10, 2024

FITZGERALD, DANIEL, BRIAN

MANAGING MEMBER

yes

07/2021

Jan 16, 2019

Sep 10, 2024

FITZGERALD, DANIEL, BRIAN

MANAGING MEMBER

yes

01/2023

Jan 16, 2019

Sep 10, 2024

HARAMBASIC, VINCENT

MANAGING MEMBER

yes

12/2023

Mar 20, 2024

Sep 10, 2024

HARAMBASIC, VINCENT

MANAGING MEMBER

yes

01/2024

Mar 20, 2024

Sep 10, 2024

THREEPILLAR ASSETS, LLC

Owner

yes

01/2024

Mar 20, 2024

Sep 10, 2024

SADZEWICZ, GERY, JOSEPH

CHIEF COMPLIANCE OFFICER

08/2024

Sep 10, 2024

City

State

Country

Employees

Also broker-dealer

Naperville

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 17, 2026

$673M

$640M

n/a

2024

Mar 3, 2025

$571M

$546M

n/a

2023

Mar 20, 2024

$500M

$476M

n/a

2022

Mar 22, 2023

$422M

$398M

n/a

2021

Feb 23, 2022

$459M

$433M

n/a

2020

Feb 23, 2021

$386M

$364M

n/a

2019

Mar 19, 2020

$345M

$309M

n/a

2018

Jan 18, 2019

$285M

$256M

n/a

2017

Mar 17, 2018

$291M

$205M

n/a

2016

Jan 31, 2017

$230M

$140M

n/a

2015

Mar 14, 2016

$183M

$75.0M

n/a

2014

Feb 26, 2015

$230M

$70.0M

n/a

2013

Mar 27, 2014

$213M

$189M

n/a

2012

Feb 25, 2013

$159M

$126M

n/a

2011

Mar 5, 2012

$139M

$99.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$673M

$571M

17.8%

$422M

16.9%